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AAM Low Duration Preferred and Income Securities ETF

44 hedge funds and large institutions have $128M invested in AAM Low Duration Preferred and Income Securities ETF in 2023 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 19 increasing their positions, 12 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

58% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 12

12% more capital invested

Capital invested by funds: $115M → $128M (+$13.3M)

3.5% more ownership

Funds ownership: 59.39%62.9% (+3.5%)

0% more funds holding

Funds holding: 4444 (0)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 9

Holders
44
Holders Change
Holders Change %
0%
% of All Funds
0.7%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
19
Reduced
12
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$38.7M +$4.62M +220,488 +13%
LPL Financial
2
LPL Financial
California
$12.3M +$1.19M +56,648 +11%
RRWA
3
Rainey & Randall Wealth Advisors
Florida
$10.1M +$871K +41,599 +9%
JIP
4
Jaffetilchin Investment Partners
Florida
$8.71M +$95.1K +4,539 +1%
CAN
5
Cetera Advisor Networks
California
$6.47M +$345K +16,460 +6%
Stifel Financial
6
Stifel Financial
Missouri
$5.91M +$83.8K +4,001 +1%
BFG
7
Bleakley Financial Group
New Jersey
$5.28M +$5.32M +253,805 New
SS
8
Simplicity Solutions
Minnesota
$5.28M +$5.32M +253,805 New
AWM
9
AllSquare Wealth Management
New York
$4.65M -$2.18K -104 -0%
SIS
10
Sound Income Strategies
Florida
$4.24M +$192K +9,177 +5%
Osaic Holdings
11
Osaic Holdings
Arizona
$2.83M +$644K +30,736 +29%
RJA
12
Raymond James & Associates
Florida
$2.6M +$217K +10,345 +9%
CAPTRUST Financial Advisors
13
CAPTRUST Financial Advisors
North Carolina
$2.55M +$175K +8,352 +7%
WB
14
Webster Bank
Connecticut
$2.33M +$29.8K +1,423 +1%
AAS
15
Avantax Advisory Services
Texas
$2.17M -$61.3K -2,928 -3%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$1.93M -$13.6K -647 -0.7%
KCFA
17
Key Client Fiduciary Advisors
New Jersey
$1.6M -$575K -27,457 -26%
MML Investors Services
18
MML Investors Services
Massachusetts
$1.37M +$1.38M +65,902 New
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$1.18M -$125K -5,972 -10%
KAS
20
Kestra Advisory Services
Texas
$1.15M -$78.9K -3,766 -6%
Citadel Advisors
21
Citadel Advisors
Florida
$715K +$720K +34,357 New
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$659K -$165K -7,895 -20%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$626K +$90.7K +4,330 +17%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$605K -$1.94M -92,776 -76%
CA
25
CSM Advisors
Pennsylvania
$519K

PFLD Hedge Fund Activity: Q3 2023 in Review

44 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in AAM Low Duration Preferred and Income Securities ETF (PFLD) for Q3 2023, worth a combined $128M — up 12% from $115M a quarter earlier.

Fund positioning in PFLD was balanced in Q3 2023: 9 funds opened new positions, 9 closed out, 19 added to existing stakes and 12 trimmed.

The largest buyer was Bleakley Financial Group, opening a new position worth an estimated $5.32M. The largest seller was Peterson Wealth Management, exiting entirely with an estimated $2.7M sold.

  • 44 institutional investors held AAM Low Duration Preferred and Income Securities ETF (PFLD) as of Q3 2023, unchanged from Q2 2023.
  • Funds reported $128M of AAM Low Duration Preferred and Income Securities ETF stock for Q3 2023, up 12% quarter-over-quarter.
  • 9 funds opened new AAM Low Duration Preferred and Income Securities ETF positions in Q3 2023 and 9 closed out, a net change of 0 holders.
  • The largest AAM Low Duration Preferred and Income Securities ETF buyer in Q3 2023 was Bleakley Financial Group, an estimated $5.32M added.
  • The largest AAM Low Duration Preferred and Income Securities ETF seller in Q3 2023 was Peterson Wealth Management, an estimated $2.7M sold.

Based on aggregated 13F filings for Q3 2023.