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AAM Low Duration Preferred and Income Securities ETF

27 hedge funds and large institutions have $30.4M invested in AAM Low Duration Preferred and Income Securities ETF in 2021 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 1 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,200% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 1

400% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 2

125% more capital invested

Capital invested by funds: $13.5M → $30.4M (+$16.9M)

42% more funds holding

Funds holding: 1927 (+8)

5.55% more ownership

Funds ownership: 31.31%36.86% (+5.6%)

Holders
27
Holders Change
+8
Holders Change %
+42.11%
% of All Funds
0.47%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
13
Reduced
1
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1
AllSquare Wealth Management
New York
$4.87M +$2.95M +116,527 +151%
KAS
2
Kestra Advisory Services
Texas
$4.49M +$1.75M +69,299 +64%
Osaic Holdings
3
Osaic Holdings
Arizona
$3.8M +$1.06M +42,010 +39%
LPL Financial
4
LPL Financial
California
$2.71M +$2.17M +85,840 +393%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$2.59M +$1.37M +54,021 +111%
Stifel Financial
6
Stifel Financial
Missouri
$2.01M +$1.2M +47,404 +146%
AAS
7
Avantax Advisory Services
Texas
$1.13M +$826K +32,647 +265%
Rockefeller Capital Management
8
Rockefeller Capital Management
New York
$1.08M +$1.09M +43,025 New
DTIM
9
Danda Trouve Investment Management
Kansas
$1.03M +$372K +14,696 +56%
AF
10
Advisornet Financial
Minnesota
$999K +$948K +37,480 +1,704%
AP
11
Atwood & Palmer
Missouri
$782K +$786K +31,075 New
NA
12
NewEdge Advisors
Louisiana
$720K +$724K +28,607 New
CA
13
CSM Advisors
Pennsylvania
$629K
CAN
14
Cetera Advisor Networks
California
$629K +$2.99K +118 +0.5%
WS
15
Wedbush Securities
California
$622K +$145K +5,741 +30%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$595K +$598K +23,628 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$379K +$380K +15,009 +40,565%
OMC
18
Old Mission Capital
Illinois
$312K
AWA
19
Arkadios Wealth Advisors
Georgia
$263K +$95.1K +3,759 +56%
CWAF
20
Core Wealth Advisors (Florida)
Florida
$252K +$254K +10,021 New
GLA
21
Good Life Advisors
Pennsylvania
$208K +$209K +8,245 New
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$201K +$202K +7,984 New
CFA
23
Carroll Financial Associates
North Carolina
$71K -$12.5K -496 -15%
JPLA
24
Joseph P. Lucia & Associates
New York
$20K
PA
25
PSI Advisors
Florida
$15K +$14.9K +590 New

PFLD Hedge Fund Activity: Q3 2021 in Review

27 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in AAM Low Duration Preferred and Income Securities ETF (PFLD) for Q3 2021, worth a combined $30.4M — up 125% from $13.5M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new PFLD positions and 2 closed out — a net gain of 8 holders — while 13 added to existing stakes and 1 trimmed.

The largest buyer was AllSquare Wealth Management, adding an estimated $2.95M. The largest seller was Global Trust Asset Management, exiting entirely with an estimated $27K sold.

  • 27 institutional investors held AAM Low Duration Preferred and Income Securities ETF (PFLD) as of Q3 2021, up from 19 in Q2 2021.
  • Funds reported $30.4M of AAM Low Duration Preferred and Income Securities ETF stock for Q3 2021, up 125% quarter-over-quarter.
  • 10 funds opened new AAM Low Duration Preferred and Income Securities ETF positions in Q3 2021 and 2 closed out, a net change of +8 holders.
  • The largest AAM Low Duration Preferred and Income Securities ETF buyer in Q3 2021 was AllSquare Wealth Management, an estimated $2.95M added.
  • The largest AAM Low Duration Preferred and Income Securities ETF seller in Q3 2021 was Global Trust Asset Management, an estimated $27K sold.

Based on aggregated 13F filings for Q3 2021.