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AAM Low Duration Preferred and Income Securities ETF

47 hedge funds and large institutions have $126M invested in AAM Low Duration Preferred and Income Securities ETF in 2023 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 18 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more capital invested

Capital invested by funds: $103M → $126M (+$22.4M)

2.14% more ownership

Funds ownership: 59.44%61.58% (+2.1%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

10% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 20

11% less funds holding

Funds holding: 5347 (-6)

67% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 9

Holders
47
Holders Change
-6
Holders Change %
-11.32%
% of All Funds
0.75%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
3
Increased
18
Reduced
20
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$31M +$6.21M +288,564 +24%
CWP
2
Cyndeo Wealth Partners
Florida
$13.8M +$7.27M +337,605 +106%
LPL Financial
3
LPL Financial
California
$10.8M +$1.53M +70,877 +16%
RRWA
4
Rainey & Randall Wealth Advisors
Florida
$9.38M -$134K -6,212 -1%
Stifel Financial
5
Stifel Financial
Missouri
$7.12M +$377K +17,531 +5%
JIP
6
Jaffetilchin Investment Partners
Florida
$6.61M +$6.75M +313,665 New
CAN
7
Cetera Advisor Networks
California
$6.18M -$242K -11,246 -4%
AWM
8
AllSquare Wealth Management
New York
$4.71M -$17.8K -826 -0.4%
SIS
9
Sound Income Strategies
Florida
$4.06M +$888K +41,257 +27%
PWM
10
Peterson Wealth Management
Nevada
$3.88M -$51K -2,367 -1%
Osaic Holdings
11
Osaic Holdings
Arizona
$2.5M -$575K -26,701 -18%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$2.42M +$193K +8,951 +8%
RJA
13
Raymond James & Associates
Florida
$2.32M -$464K -21,538 -16%
KCFA
14
Key Client Fiduciary Advisors
New Jersey
$2.28M -$257K -11,935 -10%
AAS
15
Avantax Advisory Services
Texas
$2.22M +$134K +6,214 +6%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$1.85M +$52.7K +2,449 +3%
CAPTRUST Financial Advisors
17
CAPTRUST Financial Advisors
North Carolina
$1.82M +$412K +19,157 +28%
KAS
18
Kestra Advisory Services
Texas
$1.37M -$626K -29,056 -31%
AP
19
Atwood & Palmer
Missouri
$1.35M -$10.8K -500 -0.8%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$1.31M -$529K -24,549 -28%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$981K +$7.02K +326 +0.7%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$752K +$389K +18,078 +103%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$730K -$75K -3,482 -9%
LNC
24
Lincoln National Corp
Pennsylvania
$704K +$478K +22,190 +198%
TYCC
25
Texas Yale Capital Corp
Florida
$557K -$55.7K -2,588 -9%

PFLD Hedge Fund Activity: Q1 2023 in Review

47 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in AAM Low Duration Preferred and Income Securities ETF (PFLD) for Q1 2023, worth a combined $126M — up 22% from $103M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of PFLD and 3 opened new positions — a net loss of 6 holders — while 20 trimmed existing stakes and 18 added.

The largest buyer was Cyndeo Wealth Partners, adding an estimated $7.27M. The largest seller was Kestra Advisory Services, cutting an estimated $626K.

  • 47 institutional investors held AAM Low Duration Preferred and Income Securities ETF (PFLD) as of Q1 2023, down from 53 in Q4 2022.
  • Funds reported $126M of AAM Low Duration Preferred and Income Securities ETF stock for Q1 2023, up 22% quarter-over-quarter.
  • 3 funds opened new AAM Low Duration Preferred and Income Securities ETF positions in Q1 2023 and 9 closed out, a net change of -6 holders.
  • The largest AAM Low Duration Preferred and Income Securities ETF buyer in Q1 2023 was Cyndeo Wealth Partners, an estimated $7.27M added.
  • The largest AAM Low Duration Preferred and Income Securities ETF seller in Q1 2023 was Kestra Advisory Services, an estimated $626K sold.

Based on aggregated 13F filings for Q1 2023.