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AAM Low Duration Preferred and Income Securities ETF

49 hedge funds and large institutions have $181M invested in AAM Low Duration Preferred and Income Securities ETF in 2023 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 17 increasing their positions, 19 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

42% more capital invested

Capital invested by funds: $128M → $181M (+$53.5M)

21.53% more ownership

Funds ownership: 62.9%84.43% (+22%)

11% more funds holding

Funds holding: 4449 (+5)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

11% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 19

Holders
49
Holders Change
+5
Holders Change %
+11.36%
% of All Funds
0.71%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
17
Reduced
19
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$94.5M +$54.9M +2,659,719 +143%
LPL Financial
2
LPL Financial
California
$11.8M -$505K -24,454 -4%
RRWA
3
Rainey & Randall Wealth Advisors
Florida
$11.5M +$1.17M +56,758 +12%
Stifel Financial
4
Stifel Financial
Missouri
$6.12M +$184K +8,913 +3%
BFG
5
Bleakley Financial Group
New Jersey
$5.25M -$52.8K -2,557 -1%
SS
6
Simplicity Solutions
Minnesota
$5.25M -$52.8K -2,557 -1%
CAN
7
Cetera Advisor Networks
California
$5.22M -$1.26M -61,245 -20%
JIP
8
Jaffetilchin Investment Partners
Florida
$4.9M -$3.8M -184,053 -44%
AWM
9
AllSquare Wealth Management
New York
$4.56M -$110K -5,318 -2%
SIS
10
Sound Income Strategies
Florida
$4.43M +$165K +8,006 +4%
Osaic Holdings
11
Osaic Holdings
Arizona
$3.82M +$974K +47,201 +35%
CAPTRUST Financial Advisors
12
CAPTRUST Financial Advisors
North Carolina
$2.92M +$349K +16,896 +14%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$2.69M +$752K +36,427 +39%
RJA
14
Raymond James & Associates
Florida
$2.43M -$184K -8,938 -7%
WB
15
Webster Bank
Connecticut
$2.31M -$25.7K -1,244 -1%
AAS
16
Avantax Advisory Services
Texas
$2.14M -$34.6K -1,677 -2%
MML Investors Services
17
MML Investors Services
Massachusetts
$1.73M +$349K +16,924 +26%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$1.49M +$303K +14,693 +26%
KCFA
19
Key Client Fiduciary Advisors
New Jersey
$1.18M -$419K -20,328 -26%
KAS
20
Kestra Advisory Services
Texas
$1.14M -$15.8K -765 -1%
IFG
21
Independent Financial Group
California
$884K +$385K +18,660 +79%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$730K +$120K +5,827 +20%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$656K +$26.6K +1,289 +4%
CA
24
CSM Advisors
Pennsylvania
$523K
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$404K +$184K +8,937 +86%

PFLD Hedge Fund Activity: Q4 2023 in Review

49 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in AAM Low Duration Preferred and Income Securities ETF (PFLD) for Q4 2023, worth a combined $181M — up 42% from $128M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new PFLD positions and 4 closed out — a net gain of 5 holders — while 17 added to existing stakes and 19 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $54.9M. The largest seller was Jaffetilchin Investment Partners, cutting an estimated $3.8M.

  • 49 institutional investors held AAM Low Duration Preferred and Income Securities ETF (PFLD) as of Q4 2023, up from 44 in Q3 2023.
  • Funds reported $181M of AAM Low Duration Preferred and Income Securities ETF stock for Q4 2023, up 42% quarter-over-quarter.
  • 9 funds opened new AAM Low Duration Preferred and Income Securities ETF positions in Q4 2023 and 4 closed out, a net change of +5 holders.
  • The largest AAM Low Duration Preferred and Income Securities ETF buyer in Q4 2023 was Morgan Stanley, an estimated $54.9M added.
  • The largest AAM Low Duration Preferred and Income Securities ETF seller in Q4 2023 was Jaffetilchin Investment Partners, an estimated $3.8M sold.

Based on aggregated 13F filings for Q4 2023.