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AAM Low Duration Preferred and Income Securities ETF

19 hedge funds and large institutions have $13.5M invested in AAM Low Duration Preferred and Income Securities ETF in 2021 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 3 increasing their positions, 3 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 2

111% more funds holding

Funds holding: 919 (+10)

24% more capital invested

Capital invested by funds: $10.9M → $13.5M (+$2.65M)

0% more repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 3

35.23% less ownership

Funds ownership: 66.54%31.31% (-35%)

Holders
19
Holders Change
+10
Holders Change %
+111.11%
% of All Funds
0.33%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
3
Reduced
3
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KAS
1
Kestra Advisory Services
Texas
$2.77M +$306K +12,093 +12%
Osaic Holdings
2
Osaic Holdings
Arizona
$2.77M +$2.71M +107,349 +6,794%
AWM
3
AllSquare Wealth Management
New York
$1.95M +$1.94M +76,920 New
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$1.24M -$5.06M -200,033 -80%
Stifel Financial
5
Stifel Financial
Missouri
$826K +$822K +32,504 New
DTIM
6
Danda Trouve Investment Management
Kansas
$669K +$665K +26,320 New
CA
7
CSM Advisors
Pennsylvania
$635K +$632K +25,000 New
CAN
8
Cetera Advisor Networks
California
$631K +$628K +24,855 New
LPL Financial
9
LPL Financial
California
$554K +$552K +21,818 New
WS
10
Wedbush Securities
California
$482K +$103K +4,056 +27%
OMC
11
Old Mission Capital
Illinois
$315K +$314K +12,407 New
AAS
12
Avantax Advisory Services
Texas
$313K +$312K +12,326 New
AWA
13
Arkadios Wealth Advisors
Georgia
$170K +$170K +6,717 New
CFA
14
Carroll Financial Associates
North Carolina
$84K -$23.5K -929 -22%
AF
15
Advisornet Financial
Minnesota
$56K +$55.6K +2,200 New
GTAM
16
Global Trust Asset Management
Florida
$27K +$27.2K +1,075 New
JPLA
17
Joseph P. Lucia & Associates
New York
$20K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1K -$373K -14,763 -100%
Citadel Advisors
19
Citadel Advisors
Florida
-$1.05M -41,788 Closed
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
-$211K -8,400 Closed
Fidelity Investments
21
Fidelity Investments
Massachusetts
+$25 +1 New

PFLD Hedge Fund Activity: Q2 2021 in Review

19 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in AAM Low Duration Preferred and Income Securities ETF (PFLD) for Q2 2021, worth a combined $13.5M — up 24% from $10.9M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new PFLD positions and 2 closed out — a net gain of 10 holders — while 3 added to existing stakes and 3 trimmed.

The largest buyer was Osaic Holdings, adding an estimated $2.71M. The largest seller was Cambridge Investment Research Advisors, cutting an estimated $5.06M.

  • 19 institutional investors held AAM Low Duration Preferred and Income Securities ETF (PFLD) as of Q2 2021, up from 9 in Q1 2021.
  • Funds reported $13.5M of AAM Low Duration Preferred and Income Securities ETF stock for Q2 2021, up 24% quarter-over-quarter.
  • 12 funds opened new AAM Low Duration Preferred and Income Securities ETF positions in Q2 2021 and 2 closed out, a net change of +10 holders.
  • The largest AAM Low Duration Preferred and Income Securities ETF buyer in Q2 2021 was Osaic Holdings, an estimated $2.71M added.
  • The largest AAM Low Duration Preferred and Income Securities ETF seller in Q2 2021 was Cambridge Investment Research Advisors, an estimated $5.06M sold.

Based on aggregated 13F filings for Q2 2021.