We are live on ! Find out more
PFLD icon

AAM Low Duration Preferred and Income Securities ETF

44 hedge funds and large institutions have $115M invested in AAM Low Duration Preferred and Income Securities ETF in 2023 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 18 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 17

2.18% less ownership

Funds ownership: 61.58%59.39% (-2.2%)

6% less funds holding

Funds holding: 4744 (-3)

9% less capital invested

Capital invested by funds: $126M → $115M (-$10.9M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

Holders
44
Holders Change
-3
Holders Change %
-6.38%
% of All Funds
0.69%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
2
Increased
18
Reduced
17
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$34.4M +$3.52M +170,301 +12%
LPL Financial
2
LPL Financial
California
$11.2M +$426K +20,585 +4%
RRWA
3
Rainey & Randall Wealth Advisors
Florida
$9.31M -$19.5K -941 -0.2%
JIP
4
Jaffetilchin Investment Partners
Florida
$8.67M +$2.08M +100,342 +32%
CAN
5
Cetera Advisor Networks
California
$6.17M +$30.2K +1,459 +0.5%
Stifel Financial
6
Stifel Financial
Missouri
$5.87M -$1.2M -57,767 -17%
AWM
7
AllSquare Wealth Management
New York
$4.57M
SIS
8
Sound Income Strategies
Florida
$4.08M +$40.2K +1,944 +1%
PWM
9
Peterson Wealth Management
Nevada
$2.7M -$1.14M -55,127 -30%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$2.55M +$148K +7,128 +6%
RJA
11
Raymond James & Associates
Florida
$2.4M +$93.7K +4,527 +4%
CAPTRUST Financial Advisors
12
CAPTRUST Financial Advisors
North Carolina
$2.4M +$579K +27,961 +32%
WB
13
Webster Bank
Connecticut
$2.31M +$2.12M +102,523 +1,309%
AAS
14
Avantax Advisory Services
Texas
$2.25M +$38.9K +1,878 +2%
Osaic Holdings
15
Osaic Holdings
Arizona
$2.2M -$281K -13,571 -11%
KCFA
16
Key Client Fiduciary Advisors
New Jersey
$2.19M -$83.2K -4,020 -4%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$1.95M +$113K +5,445 +6%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$1.31M +$335K +16,210 +35%
KAS
19
Kestra Advisory Services
Texas
$1.23M -$126K -6,103 -9%
AP
20
Atwood & Palmer
Missouri
$1.12M -$221K -10,675 -17%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$829K -$467K -22,571 -36%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$540K -$206K -9,940 -28%
CA
23
CSM Advisors
Pennsylvania
$523K
AAS
24
Ameritas Advisory Services
Nebraska
$472K +$154K +7,428 +49%
LNC
25
Lincoln National Corp
Pennsylvania
$403K -$293K -14,177 -42%

PFLD Hedge Fund Activity: Q2 2023 in Review

44 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in AAM Low Duration Preferred and Income Securities ETF (PFLD) for Q2 2023, worth a combined $115M — down 8.6% from $126M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of PFLD and 2 opened new positions — a net loss of 3 holders — while 17 trimmed existing stakes and 18 added.

The largest buyer was Morgan Stanley, adding an estimated $3.52M. The largest seller was Cyndeo Wealth Partners, exiting entirely with an estimated $13.8M sold.

  • 44 institutional investors held AAM Low Duration Preferred and Income Securities ETF (PFLD) as of Q2 2023, down from 47 in Q1 2023.
  • Funds reported $115M of AAM Low Duration Preferred and Income Securities ETF stock for Q2 2023, down 8.6% quarter-over-quarter.
  • 2 funds opened new AAM Low Duration Preferred and Income Securities ETF positions in Q2 2023 and 5 closed out, a net change of -3 holders.
  • The largest AAM Low Duration Preferred and Income Securities ETF buyer in Q2 2023 was Morgan Stanley, an estimated $3.52M added.
  • The largest AAM Low Duration Preferred and Income Securities ETF seller in Q2 2023 was Cyndeo Wealth Partners, an estimated $13.8M sold.

Based on aggregated 13F filings for Q2 2023.