Rockefeller Capital Management’s AAM Low Duration Preferred and Income Securities ETF PFLD Stock Holding History

Rockefeller Capital Management’s Portfolio PFLD Stock Details PFLD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$82.6K	Hold	4,268	–	–	﹤0.01%	2984
2025 Q4	$83.5K	Buy	4,268 +1,668	+64%	+$32.8K	﹤0.01%	2803
2025 Q3	$51.2K	Buy	+2,600	New	+$51.1K	﹤0.01%	2905
2025 Q2	–	Sell	-15,309	Closed	-$309K	–	1771
2025 Q1	$309K	Buy	15,309 +126	+0.8%	+$2.6K	﹤0.01%	1590
2024 Q4	$312K	Sell	15,183 -3,442	-18%	-$72.4K	﹤0.01%	1591
2024 Q3	$394K	Sell	18,625 -138	-0.7%	-$2.91K	﹤0.01%	1502
2024 Q2	$394K	Buy	18,763 +315	+2%	+$6.63K	﹤0.01%	1500
2024 Q1	$390K	Buy	+18,448	New	+$390K	﹤0.01%	1536
2023 Q4	–	Sell	-10,169	Closed	-$212K	–	1589
2023 Q3	$212K	Buy	10,169 +969	+11%	+$20.3K	﹤0.01%	1476
2023 Q2	$193K	Sell	9,200 -25,500	-73%	-$528K	﹤0.01%	1654
2023 Q1	$730K	Sell	34,700 -3,482	-9%	-$75K	﹤0.01%	1191
2022 Q4	$791K	Sell	38,182 -15,500	-29%	-$326K	﹤0.01%	1095
2022 Q3	$1.14M	Sell	53,682 -3,000	-5%	-$66.8K	0.01%	961
2022 Q2	$1.26M	Sell	56,682 -8,175	-13%	-$185K	0.01%	925
2022 Q1	$1.54M	Buy	64,857 +14,050	+28%	+$339K	0.01%	896
2021 Q4	$1.27M	Buy	50,807 +7,782	+18%	+$195K	0.01%	967
2021 Q3	$1.08M	Buy	+43,025	New	+$1.09M	0.01%	971

Other funds holding PFLD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LAM

L2 Asset Management Wayland, Massachusetts $1.05B AUM 29.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RRWA

Rainey & Randall Wealth Advisors Celebration, Florida $616M AUM 14.82% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

TIA

Teucrium Investment Advisors Burlington, Vermont $129M AUM

Rockefeller Capital Management's PFLD Position: Q1 2026 in Review

Rockefeller Capital Management held its AAM Low Duration Preferred and Income Securities ETF (PFLD) position steady in Q1 2026 at 4,268 shares worth $82.6K. The position accounts for ﹤0.01% of the portfolio, ranked #2984.

Rockefeller Capital Management first reported a position in PFLD in Q3 2021 and has held it in 17 quarters since. The position peaked at $1.54M in Q1 2022. 61 funds tracked by Wall St. Rank hold PFLD as of Q1 2026.

Rockefeller Capital Management held 4,268 shares of AAM Low Duration Preferred and Income Securities ETF worth $82.6K as of Q1 2026.
Rockefeller Capital Management left its AAM Low Duration Preferred and Income Securities ETF share count unchanged in Q1 2026.
AAM Low Duration Preferred and Income Securities ETF made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #2984 holding.
Rockefeller Capital Management first reported a position in AAM Low Duration Preferred and Income Securities ETF in Q3 2021 and has held it in 17 quarters since.
Rockefeller Capital Management's AAM Low Duration Preferred and Income Securities ETF position peaked at $1.54M in Q1 2022.
61 funds tracked by Wall St. Rank held AAM Low Duration Preferred and Income Securities ETF as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.