Stifel Financial’s AAM Low Duration Preferred and Income Securities ETF PFLD Stock Holding History

Stifel Financial’s Portfolio PFLD Stock Details PFLD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.16M	Sell	59,711 -20,591	-26%	-$405K	﹤0.01%	2364
2025 Q4	$1.57M	Sell	80,302 -19,040	-19%	-$374K	﹤0.01%	2112
2025 Q3	$1.96M	Sell	99,342 -70,873	-42%	-$1.39M	﹤0.01%	1938
2025 Q2	$3.34M	Sell	170,215 -114,836	-40%	-$2.27M	﹤0.01%	1484
2025 Q1	$5.76M	Sell	285,051 -46,866	-14%	-$967K	0.01%	1112
2024 Q4	$6.82M	Sell	331,917 -39,937	-11%	-$840K	0.01%	1040
2024 Q3	$7.88M	Buy	371,854 +31,567	+9%	+$666K	0.01%	956
2024 Q2	$7.15M	Buy	340,287 +18,890	+6%	+$398K	0.01%	949
2024 Q1	$6.8M	Buy	321,397 +28,199	+10%	+$596K	0.01%	981
2023 Q4	$6.12M	Buy	293,198 +8,913	+3%	+$184K	0.01%	996
2023 Q3	$5.91M	Buy	284,285 +4,001	+1%	+$83.8K	0.01%	951
2023 Q2	$5.87M	Sell	280,284 -57,767	-17%	-$1.2M	0.01%	952
2023 Q1	$7.12M	Buy	338,051 +17,531	+5%	+$377K	0.01%	828
2022 Q4	$6.64M	Sell	320,520 -39,975	-11%	-$840K	0.01%	847
2022 Q3	$7.67M	Sell	360,495 -5,550	-2%	-$124K	0.01%	745
2022 Q2	$8.14M	Buy	366,045 +5,568	+2%	+$126K	0.01%	735
2022 Q1	$8.58M	Buy	360,477 +50,340	+16%	+$1.21M	0.01%	789
2021 Q4	$7.77M	Buy	310,137 +230,229	+288%	+$5.77M	0.01%	854
2021 Q3	$2.01M	Buy	79,908 +47,404	+146%	+$1.2M	﹤0.01%	1572
2021 Q2	$826K	Buy	+32,504	New	+$822K	﹤0.01%	2244

Other funds holding PFLD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LAM

L2 Asset Management Wayland, Massachusetts $1.05B AUM 29.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RRWA

Rainey & Randall Wealth Advisors Celebration, Florida $616M AUM 14.82% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

TIA

Teucrium Investment Advisors Burlington, Vermont $129M AUM

Stifel Financial's PFLD Position: Q1 2026 in Review

Stifel Financial reduced its AAM Low Duration Preferred and Income Securities ETF (PFLD) stake by 26% in Q1 2026, selling an estimated $405K and leaving 59,711 shares worth $1.16M. The position accounts for ﹤0.01% of the portfolio, ranked #2364.

Stifel Financial first reported a position in PFLD in Q2 2021 and has held it in 20 quarters since. The position peaked at $8.58M in Q1 2022. 61 funds tracked by Wall St. Rank hold PFLD as of Q1 2026.

Stifel Financial held 59,711 shares of AAM Low Duration Preferred and Income Securities ETF worth $1.16M as of Q1 2026.
Stifel Financial sold 20,591 AAM Low Duration Preferred and Income Securities ETF shares in Q1 2026, an estimated $405K.
AAM Low Duration Preferred and Income Securities ETF made up ﹤0.01% of Stifel Financial's portfolio in Q1 2026, its #2364 holding.
Stifel Financial first reported a position in AAM Low Duration Preferred and Income Securities ETF in Q2 2021 and has held it in 20 quarters since.
Stifel Financial's AAM Low Duration Preferred and Income Securities ETF position peaked at $8.58M in Q1 2022.
61 funds tracked by Wall St. Rank held AAM Low Duration Preferred and Income Securities ETF as of Q1 2026.

Based on Stifel Financial's 13F filing for Q1 2026, filed 12 May 2026.