AAM Low Duration Preferred and Income Securities ETF
PFLD
9 hedge funds and large institutions have $10.9M invested in AAM Low Duration Preferred and Income Securities ETF in 2021 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 3 increasing their positions, 1 reducing their positions, and 4 closing their positions.
200% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 1
71% more capital invested
Capital invested by funds: $6.37M → $10.9M (+$4.5M)
0% more funds holding
Funds holding: 9 → 9 (0)
0% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 4
0.31% less ownership
Funds ownership: 66.85% → 66.54% (-0.31%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
KAS
Kestra Advisory Services
Austin,
Texas
|
+$1.37M |
| 2 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
+$1.24M |
| 3 |
Citadel Advisors
Miami,
Florida
|
+$1.04M |
| 4 |
WS
Wedbush Securities
Los Angeles,
California
|
+$372K |
| 5 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$210K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
-$55K |
| 2 |
Wells Fargo
San Francisco,
California
|
-$23K |
| 3 |
Bank of America
Charlotte,
North Carolina
|
-$3K |
| 4 |
Osaic Holdings
Scottsdale,
Arizona
|
-$2.99K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Cambridge Investment Research Advisors
Fairfield,
Iowa
| $6.25M | +$1.24M | +49,617 | +25% |
|
|
KAS
2
Kestra Advisory Services
Austin,
Texas
| $2.44M | +$1.37M | +54,957 | +131% |
|
|
3
Citadel Advisors
Miami,
Florida
| $1.05M | +$1.04M | +41,788 | New |
|
|
WS
4
Wedbush Securities
Los Angeles,
California
| $375K | +$372K | +14,917 | New |
|
5
Royal Bank of Canada
Toronto,
Ontario, Canada
| $372K | +$195K | +7,830 | +112% |
|
|
6
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $211K | +$210K | +8,400 | New |
|
|
CFA
7
Carroll Financial Associates
Charlotte,
North Carolina
| $107K | +$107K | +4,270 | New |
|
|
8
Osaic Holdings
Scottsdale,
Arizona
| $40K | -$2.99K | -120 | -7% |
|
|
JPLA
9
Joseph P. Lucia & Associates
Yorktown Heights,
New York
| $20K | – | – | – |
|
|
10
UBS Group
Zurich,
Switzerland
| – | -$55K | -2,188 | Closed |
|
|
11
Wells Fargo
San Francisco,
California
| – | -$23K | -900 | Closed |
|
|
12
Bank of America
Charlotte,
North Carolina
| – | -$3K | -105 | Closed |
|
PFLD Hedge Fund Activity: Q1 2021 in Review
9 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in AAM Low Duration Preferred and Income Securities ETF (PFLD) for Q1 2021, worth a combined $10.9M — up 71% from $6.37M a quarter earlier.
Fund positioning in PFLD was balanced in Q1 2021: 4 funds opened new positions, 4 closed out, 3 added to existing stakes and 1 trimmed.
The largest buyer was Kestra Advisory Services, adding an estimated $1.37M. The largest seller was UBS Group, exiting entirely with an estimated $55K sold.
- 9 institutional investors held AAM Low Duration Preferred and Income Securities ETF (PFLD) as of Q1 2021, unchanged from Q4 2020.
- Funds reported $10.9M of AAM Low Duration Preferred and Income Securities ETF stock for Q1 2021, up 71% quarter-over-quarter.
- 4 funds opened new AAM Low Duration Preferred and Income Securities ETF positions in Q1 2021 and 4 closed out, a net change of 0 holders.
- The largest AAM Low Duration Preferred and Income Securities ETF buyer in Q1 2021 was Kestra Advisory Services, an estimated $1.37M added.
- The largest AAM Low Duration Preferred and Income Securities ETF seller in Q1 2021 was UBS Group, an estimated $55K sold.
Based on aggregated 13F filings for Q1 2021.