UBS Group’s AAM Low Duration Preferred and Income Securities ETF PFLD Stock Holding History

UBS Group’s Portfolio PFLD Stock Details PFLD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$192K	Sell	9,900 -572	-5%	-$11.3K	﹤0.01%	6662
2025 Q4	$205K	Buy	10,472 +572	+6%	+$11.2K	﹤0.01%	6564
2025 Q3	$195K	Sell	9,900 -38,141	-79%	-$749K	﹤0.01%	6686
2025 Q2	$942K	Buy	+48,041	New	+$948K	﹤0.01%	5498
2025 Q1	–	Sell	-10,576	Closed	-$217K	–	10591
2024 Q4	$217K	Buy	+10,576	New	+$223K	﹤0.01%	6400
2024 Q1	–	Sell	-167	Closed	-$3.49K	–	9849
2023 Q4	$3.49K	Sell	167 -1,408	-89%	-$29.1K	﹤0.01%	7963
2023 Q3	$32.8K	Buy	1,575 +1,282	+438%	+$26.9K	﹤0.01%	6551
2023 Q2	$6.13K	Buy	293 +51	+21%	+$1.05K	﹤0.01%	7393
2023 Q1	$5.1K	Sell	242 -3,142	-93%	-$67.7K	﹤0.01%	8087
2022 Q4	$70.2K	Sell	3,384 -7	-0.2%	-$147	﹤0.01%	6444
2022 Q3	$72K	Buy	+3,391	New	+$75.5K	﹤0.01%	6014
2022 Q2	–	Sell	-322	Closed	-$8K	–	10767
2022 Q1	$8K	Buy	322 +293	+1,010%	+$7.06K	﹤0.01%	8690
2021 Q4	$1K	Buy	+29	New	+$727	﹤0.01%	10014
2021 Q1	–	Sell	-2,188	Closed	-$55K	–	9348
2020 Q4	$55K	Buy	+2,188	New	+$53.7K	﹤0.01%	6103

Other funds holding PFLD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LAM

L2 Asset Management Wayland, Massachusetts $1.05B AUM 29.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RRWA

Rainey & Randall Wealth Advisors Celebration, Florida $700M AUM 20.51% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

TIA

Teucrium Investment Advisors Burlington, Vermont $129M AUM

UBS Group's PFLD Position: Q1 2026 in Review

UBS Group reduced its AAM Low Duration Preferred and Income Securities ETF (PFLD) stake by 5.5% in Q1 2026, selling an estimated $11.3K and leaving 9,900 shares worth $192K. The position accounts for ﹤0.01% of the portfolio, ranked #6662.

UBS Group first reported a position in PFLD in Q4 2020 and has held it in 14 quarters since. The position peaked at $942K in Q2 2025. 61 funds tracked by Wall St. Rank hold PFLD as of Q1 2026.

UBS Group held 9,900 shares of AAM Low Duration Preferred and Income Securities ETF worth $192K as of Q1 2026.
UBS Group sold 572 AAM Low Duration Preferred and Income Securities ETF shares in Q1 2026, an estimated $11.3K.
AAM Low Duration Preferred and Income Securities ETF made up ﹤0.01% of UBS Group's portfolio in Q1 2026, its #6662 holding.
UBS Group first reported a position in AAM Low Duration Preferred and Income Securities ETF in Q4 2020 and has held it in 14 quarters since.
UBS Group's AAM Low Duration Preferred and Income Securities ETF position peaked at $942K in Q2 2025.
61 funds tracked by Wall St. Rank held AAM Low Duration Preferred and Income Securities ETF as of Q1 2026.

Based on UBS Group's 13F filing for Q1 2026, filed 5 May 2026.