Joseph P. Lucia & Associates’s AAM Low Duration Preferred and Income Securities ETF PFLD Stock Holding History

Joseph P. Lucia & Associates’s Portfolio PFLD Stock Details PFLD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-800	Closed	-$18K	–	358
2022 Q2	$18K	Hold	800	–	–	0.01%	259
2022 Q1	$19K	Buy	+800	New	+$19.3K	0.01%	270
2021 Q4	–	Sell	-800	Closed	-$20K	–	434
2021 Q3	$20K	Hold	800	–	–	0.01%	304
2021 Q2	$20K	Hold	800	–	–	0.01%	314
2021 Q1	$20K	Hold	800	–	–	0.01%	293
2020 Q4	$20K	Buy	+800	New	+$19.6K	0.01%	270

Other funds holding PFLD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

TYCC

Texas Yale Capital Corp St. Petersburg, Florida $3.52B AUM 52.63% 1-Year Est. Return

AWM

AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

PWM

Peterson Wealth Management Sparks, Nevada $172M AUM 22.85% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

KCFA

Key Client Fiduciary Advisors Fairfield, New Jersey $347M AUM 35.3% 1-Year Est. Return

Joseph P. Lucia & Associates's PFLD Position: Q3 2022 in Review

Joseph P. Lucia & Associates sold out of AAM Low Duration Preferred and Income Securities ETF (PFLD) in Q3 2022, closing a stake of 800 shares — an estimated $18K sold.

Joseph P. Lucia & Associates first reported a position in PFLD in Q4 2020 and held it in 6 quarters. The position peaked at $20K in Q3 2021. 45 funds tracked by Wall St. Rank hold PFLD as of Q3 2022.

Joseph P. Lucia & Associates reported no remaining AAM Low Duration Preferred and Income Securities ETF position as of Q3 2022 after selling out during the quarter.
Joseph P. Lucia & Associates sold 800 AAM Low Duration Preferred and Income Securities ETF shares in Q3 2022, an estimated $18K.
Joseph P. Lucia & Associates first reported a position in AAM Low Duration Preferred and Income Securities ETF in Q4 2020 and held it in 6 quarters.
Joseph P. Lucia & Associates's AAM Low Duration Preferred and Income Securities ETF position peaked at $20K in Q3 2021.
45 funds tracked by Wall St. Rank held AAM Low Duration Preferred and Income Securities ETF as of Q3 2022.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2022, filed 28 Oct 2022.