Independent Financial Group’s AAM Low Duration Preferred and Income Securities ETF PFLD Stock Holding History

Independent Financial Group’s Portfolio PFLD Stock Details PFLD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$744K	Sell	38,067 -5,603	-13%	-$110K	0.01%	817
2026 Q1	$845K	Buy	43,670 +11,221	+35%	+$221K	0.02%	685
2025 Q4	$635K	Sell	32,449 -5,696	-15%	-$112K	0.01%	782
2025 Q3	$751K	Sell	38,145 -13,612	-26%	-$267K	0.02%	698
2025 Q2	$1.01M	Sell	51,757 -17,238	-25%	-$340K	0.03%	541
2025 Q1	$1.39M	Buy	68,995 +16,140	+31%	+$333K	0.05%	388
2024 Q4	$1.09M	Buy	52,855 +1,125	+2%	+$23.7K	0.04%	458
2024 Q3	$1.1M	Sell	51,730 -1,170	-2%	-$24.7K	0.04%	416
2024 Q2	$1.11M	Sell	52,900 -690	-1%	-$14.5K	0.04%	378
2024 Q1	$1.13M	Buy	53,590 +11,255	+27%	+$238K	0.05%	342
2023 Q4	$884K	Buy	42,335 +18,660	+79%	+$385K	0.05%	390
2023 Q3	$492K	Buy	+23,675	New	+$496K	0.03%	495

Other funds holding PFLD

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

RRWA

Rainey & Randall Wealth Advisors Celebration, Florida $700M AUM 20.51% 1-Year Est. Return

LAM

L2 Asset Management Wayland, Massachusetts $963M AUM 38.06% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

TIA

Teucrium Investment Advisors Burlington, Vermont $112M AUM

Independent Financial Group's PFLD Position: Q2 2026 in Review

Independent Financial Group reduced its AAM Low Duration Preferred and Income Securities ETF (PFLD) stake by 13% in Q2 2026, selling an estimated $110K and leaving 38,067 shares worth $744K. The position accounts for 0.01% of the portfolio, ranked #817.

Independent Financial Group first reported a position in PFLD in Q3 2023 and has held it in 12 quarters since. The position peaked at $1.39M in Q1 2025. 62 funds tracked by Wall St. Rank hold PFLD as of Q2 2026.

Independent Financial Group held 38,067 shares of AAM Low Duration Preferred and Income Securities ETF worth $744K as of Q2 2026.
Independent Financial Group sold 5,603 AAM Low Duration Preferred and Income Securities ETF shares in Q2 2026, an estimated $110K.
AAM Low Duration Preferred and Income Securities ETF made up 0.01% of Independent Financial Group's portfolio in Q2 2026, its #817 holding.
Independent Financial Group first reported a position in AAM Low Duration Preferred and Income Securities ETF in Q3 2023 and has held it in 12 quarters since.
Independent Financial Group's AAM Low Duration Preferred and Income Securities ETF position peaked at $1.39M in Q1 2025.
62 funds tracked by Wall St. Rank held AAM Low Duration Preferred and Income Securities ETF as of Q2 2026.

Based on Independent Financial Group's 13F filing for Q2 2026, filed 15 Jul 2026.