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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MJ icon
626
Amplify Alternative Harvest ETF
MJ
$109M
$56K ﹤0.01%
450
+10
+2% +$1.49K
PGX icon
627
Invesco Preferred ETF
PGX
$3.76B
$56K ﹤0.01%
3,819
– –
SPHD icon
628
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.39B
$56K ﹤0.01%
1,724
– –
VONG icon
629
Vanguard Russell 1000 Growth ETF
VONG
$45.4B
$56K ﹤0.01%
1,020
– –
BAH icon
630
Booz Allen Hamilton
BAH
$9.45B
$55K ﹤0.01%
665
-590
-47% -$48.3K
ICE icon
631
Intercontinental Exchange
ICE
$84.9B
$55K ﹤0.01%
552
– –
LBRDK icon
632
Liberty Broadband Class C
LBRDK
$5.32B
$55K ﹤0.01%
390
– –
SE icon
633
Sea Limited
SE
$80.5B
$55K ﹤0.01%
361
+280
+346% +$37.8K
AEM icon
634
Agnico Eagle Mines
AEM
$92B
$54K ﹤0.01%
681
+135
+25% +$10.3K
ALC icon
635
Alcon
ALC
$36.4B
$54K ﹤0.01%
952
– –
EMN icon
636
Eastman Chemical
EMN
$8.55B
$54K ﹤0.01%
704
+31
+5% +$2.34K
NXPI icon
637
NXP Semiconductors
NXPI
$59.6B
$54K ﹤0.01%
440
– –
WIP icon
638
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$473M
$54K ﹤0.01%
+1,007
New +$54.9K
XLE icon
639
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$54K ﹤0.01%
3,624
+632
+21% +$11.2K
CHRW icon
640
C.H. Robinson
CHRW
$17B
$53K ﹤0.01%
522
-48
-8% -$4.51K
PTIN icon
641
Pacer Trendpilot International ETF
PTIN
$187M
$53K ﹤0.01%
2,360
– –
AOA icon
642
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
$52K ﹤0.01%
906
– –
AZO icon
643
AutoZone
AZO
$49.7B
$52K ﹤0.01%
45
– –
EIX icon
644
Edison International
EIX
$26.9B
$52K ﹤0.01%
1,028
– –
FLQL icon
645
Franklin US Large Cap Multifactor Index ETF
FLQL
$2.1B
$52K ﹤0.01%
1,510
– –
PTF icon
646
Invesco Dorsey Wright Technology Momentum ETF
PTF
$628M
$52K ﹤0.01%
1,440
– –
OXY icon
647
Occidental Petroleum
OXY
$59B
$51K ﹤0.01%
5,137
-1,338
-21% -$18.9K
SRE icon
648
Sempra
SRE
$55.9B
$51K ﹤0.01%
874
-542
-38% -$33.4K
STWD icon
649
Starwood Property Trust
STWD
$6.17B
$51K ﹤0.01%
3,435
– –
CDC icon
650
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$744M
$50K ﹤0.01%
1,064
– –
24 25
26
27 28

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RFA
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CCT
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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.