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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRM icon
626
Iron Mountain
IRM
$36.1B
$24K ﹤0.01%
734
+4
+0.5% +$131
IT icon
627
Gartner
IT
$11.7B
$24K ﹤0.01%
195
– –
MBB icon
628
iShares MBS ETF
MBB
$39.1B
$24K ﹤0.01%
237
– –
TDG icon
629
TransDigm Group
TDG
$67.7B
$24K ﹤0.01%
72
– –
VGSH icon
630
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$24K ﹤0.01%
+411
New +$24.6K
BT
631
DELISTED
BT Group plc (ADR)
BT
$24K ﹤0.01%
1,600
– –
ATVI
632
DELISTED
Activision Blizzard
ATVI
$24K ﹤0.01%
506
+185
+58% +$11.1K
CP icon
633
Canadian Pacific Kansas City
CP
$80.5B
$23K ﹤0.01%
625
– –
FTA icon
634
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$23K ﹤0.01%
490
– –
J icon
635
Jacobs Solutions
J
$17B
$23K ﹤0.01%
484
– –
LII icon
636
Lennox International
LII
$15.2B
$23K ﹤0.01%
107
– –
NWG icon
637
NatWest
NWG
$76.4B
$23K ﹤0.01%
3,798
– –
OBOR icon
638
Kraneshares MSCI One Belt One Road Index ETF
OBOR
$4.14M
$23K ﹤0.01%
1,085
– –
TVTX icon
639
Travere Therapeutics
TVTX
$5.78B
$23K ﹤0.01%
1,000
– –
SAFM
640
DELISTED
Sanderson Farms Inc
SAFM
$23K ﹤0.01%
225
– –
BOJA
641
DELISTED
Bojangles', Inc. Common Stock
BOJA
$23K ﹤0.01%
1,440
-600
-29% -$9.61K
AIG icon
642
American International
AIG
$41.3B
$22K ﹤0.01%
545
+236
+76% +$10.3K
AVY icon
643
Avery Dennison
AVY
$13.4B
$22K ﹤0.01%
248
– –
CMP icon
644
Compass Minerals
CMP
$1.15B
$22K ﹤0.01%
523
-841
-62% -$44.3K
ELD icon
645
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$22K ﹤0.01%
+649
New +$21.4K
INFY icon
646
Infosys
INFY
$50.7B
$22K ﹤0.01%
2,316
– –
KNX icon
647
Knight Transportation
KNX
$11.4B
$22K ﹤0.01%
815
-201
-20% -$6.23K
RPG icon
648
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$22K ﹤0.01%
1,100
– –
TSN icon
649
Tyson Foods
TSN
$20.4B
$22K ﹤0.01%
409
+9
+2% +$529
UYG icon
650
ProShares Ultra Financials
UYG
$845M
$22K ﹤0.01%
660
– –
24 25
26
27 28

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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.