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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROIC
626
DELISTED
Retail Opportunity Investments Corp.
ROIC
$25K ﹤0.01%
1,350
– –
FLXN
627
DELISTED
Flexion Therapeutics, Inc.
FLXN
$25K ﹤0.01%
+1,000
New +$25.9K
BBDC icon
628
Barings BDC
BBDC
$965M
$24K ﹤0.01%
2,100
-58,100
-97% -$666K
BNDX icon
629
Vanguard Total International Bond ETF
BNDX
$82.2B
$24K ﹤0.01%
447
+18
+4% +$981
IGE icon
630
iShares North American Natural Resources ETF
IGE
$758M
$24K ﹤0.01%
660
– –
IONS icon
631
Ionis Pharmaceuticals
IONS
$9.4B
$24K ﹤0.01%
598
– –
MBB icon
632
iShares MBS ETF
MBB
$39.1B
$24K ﹤0.01%
234
+189
+420% +$19.6K
SSYS icon
633
Stratasys
SSYS
$774M
$24K ﹤0.01%
1,300
+600
+86% +$11.9K
TDG icon
634
TransDigm Group
TDG
$67.7B
$24K ﹤0.01%
72
– –
BSCJ
635
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$24K ﹤0.01%
1,190
– –
ADRE
636
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$24K ﹤0.01%
600
– –
AVY icon
637
Avery Dennison
AVY
$13.4B
$23K ﹤0.01%
230
– –
BN icon
638
Brookfield
BN
$108B
$23K ﹤0.01%
1,609
+79
+5% +$1.13K
FV icon
639
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$23K ﹤0.01%
808
-1,361
-63% -$40.2K
PDM
640
Piedmont Realty Trust
PDM
$1.19B
$23K ﹤0.01%
1,162
– –
PHDG icon
641
Invesco S&P 500 Downside Hedged ETF
PHDG
$65M
$23K ﹤0.01%
854
+3
+0.4% +$85
REGN icon
642
Regeneron Pharmaceuticals
REGN
$80.8B
$23K ﹤0.01%
67
– –
SAFM
643
DELISTED
Sanderson Farms Inc
SAFM
$23K ﹤0.01%
225
– –
SYKE
644
DELISTED
SYKES Enterprises Inc
SYKE
$23K ﹤0.01%
800
– –
BT
645
DELISTED
BT Group plc (ADR)
BT
$23K ﹤0.01%
1,600
– –
ADSK icon
646
Autodesk
ADSK
$52.6B
$22K ﹤0.01%
173
– –
CP icon
647
Canadian Pacific Kansas City
CP
$80.5B
$22K ﹤0.01%
625
– –
FBT icon
648
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.83B
$22K ﹤0.01%
161
– –
IEI icon
649
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$22K ﹤0.01%
185
+78
+73% +$9.33K
PCEF icon
650
Invesco CEF Income Composite ETF
PCEF
$814M
$22K ﹤0.01%
1,000
– –
24 25
26
27 28

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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.