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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNK
626
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$20K ﹤0.01%
331
-196
-37% -$12K
BCS.PR.CL
627
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$20K ﹤0.01%
800
– –
FTR
628
DELISTED
Frontier Communications Corp.
FTR
$20K ﹤0.01%
272
+3
+1% +$235
ALB icon
629
Albemarle
ALB
$15.5B
$19K ﹤0.01%
240
– –
BN icon
630
Brookfield
BN
$108B
$19K ﹤0.01%
1,679
-27
-2% -$323
FTA icon
631
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$19K ﹤0.01%
+490
New +$19.7K
GEN icon
632
Gen Digital
GEN
$17.5B
$19K ﹤0.01%
950
+825
+660% +$14.9K
IWV icon
633
iShares Russell 3000 ETF
IWV
$20.3B
$19K ﹤0.01%
161
– –
J icon
634
Jacobs Solutions
J
$17B
$19K ﹤0.01%
484
-2
-0.4% -$79
KRE icon
635
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$19K ﹤0.01%
500
– –
NOC icon
636
Northrop Grumman
NOC
$81.2B
$19K ﹤0.01%
86
-7
-8% -$1.47K
PARA
637
DELISTED
Paramount Global Class B
PARA
$19K ﹤0.01%
365
– –
TTE icon
638
TotalEnergies
TTE
$190B
$19K ﹤0.01%
238,614,856
+14,996,079
+7% +$1.5K
SAFM
639
DELISTED
Sanderson Farms Inc
SAFM
$19K ﹤0.01%
225
– –
ULTI
640
DELISTED
Ultimate Software Group Inc
ULTI
$19K ﹤0.01%
95
– –
ARMH
641
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$19K ﹤0.01%
426
– –
AMLP icon
642
Alerian MLP ETF
AMLP
$12.8B
$18K ﹤0.01%
294
+80
+37% +$4.82K
DFS
643
DELISTED
Discover Financial Services
DFS
$18K ﹤0.01%
341
– –
EA
644
DELISTED
Electronic Arts
EA
$18K ﹤0.01%
248
+213
+609% +$15K
ELV icon
645
Elevance Health
ELV
$85.5B
$18K ﹤0.01%
142
+17
+14% +$2.33K
ETR icon
646
Entergy
ETR
$50B
$18K ﹤0.01%
458
– –
FV icon
647
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$18K ﹤0.01%
808
– –
GUT
648
Gabelli Utility Trust
GUT
$559M
$18K ﹤0.01%
2,770
– –
LUV icon
649
Southwest Airlines
LUV
$23B
$18K ﹤0.01%
475
– –
TROW icon
650
T. Rowe Price
TROW
$24.3B
$18K ﹤0.01%
253
+225
+804% +$16.8K
24 25
26
27 28

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.