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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UUP icon
626
Invesco DB US Dollar Index Bullish Fund
UUP
$413M
$17K ﹤0.01%
700
– –
VIS icon
627
Vanguard Industrials ETF
VIS
$8.48B
$17K ﹤0.01%
175
– –
ADRE
628
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$17K ﹤0.01%
600
– –
LVNTA
629
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$17K ﹤0.01%
379
+6
+2% +$257
ARMH
630
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$17K ﹤0.01%
389
+343
+746% +$16.2K
CCL icon
631
Carnival Corporation Ltd
CCL
$39.7B
$16K ﹤0.01%
300
– –
CME icon
632
CME Group
CME
$94.8B
$16K ﹤0.01%
184
+35
+23% +$3.29K
EELV icon
633
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$428M
$16K ﹤0.01%
800
-148
-16% -$3.19K
EQIX icon
634
Equinix
EQIX
$103B
$16K ﹤0.01%
55
+14
+34% +$4.09K
ETG
635
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$16K ﹤0.01%
1,080
– –
EXC icon
636
Exelon
EXC
$47B
$16K ﹤0.01%
824
– –
FFC
637
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$16K ﹤0.01%
800
– –
LEG icon
638
Leggett & Platt
LEG
$1.31B
$16K ﹤0.01%
400
– –
PARA
639
DELISTED
Paramount Global Class B
PARA
$16K ﹤0.01%
352
– –
CAB
640
DELISTED
Cabela's Inc
CAB
$16K ﹤0.01%
351
– –
ARG
641
DELISTED
Airgas Inc
ARG
$16K ﹤0.01%
120
-7
-6% -$807
IRR
642
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$16K ﹤0.01%
3,000
– –
RHT
643
DELISTED
Red Hat Inc
RHT
$16K ﹤0.01%
200
– –
ADSK icon
644
Autodesk
ADSK
$52.6B
$15K ﹤0.01%
249
+145
+139% +$8.42K
AEG icon
645
Aegon
AEG
$14.1B
$15K ﹤0.01%
3,848
– –
BRW
646
Saba Capital Income & Opportunities Fund
BRW
$339M
$15K ﹤0.01%
1,580
– –
CGW icon
647
Invesco S&P Global Water Index ETF
CGW
$1.08B
$15K ﹤0.01%
589
– –
CSGP icon
648
CoStar Group
CSGP
$12.3B
$15K ﹤0.01%
770
– –
GUT
649
Gabelli Utility Trust
GUT
$559M
$15K ﹤0.01%
2,770
– –
JBHT icon
650
JB Hunt Transport Services
JBHT
$25.2B
$15K ﹤0.01%
215
– –
24 25
26
27 28

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TU
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NFG
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6M
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RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.