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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTC icon
601
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$61K ﹤0.01%
730
– –
QDF icon
602
FlexShares Quality Dividend Index Fund
QDF
$2.27B
$61K ﹤0.01%
1,372
– –
UBER icon
603
Uber
UBER
$160B
$61K ﹤0.01%
1,689
+1,570
+1,319% +$51.8K
COF icon
604
Capital One
COF
$134B
$60K ﹤0.01%
848
– –
ES icon
605
Eversource Energy
ES
$26.8B
$60K ﹤0.01%
728
– –
MPC icon
606
Marathon Petroleum
MPC
$94.5B
$60K ﹤0.01%
2,073
+45
+2% +$1.58K
SDIV icon
607
Global X SuperDividend ETF
SDIV
$1.21B
$60K ﹤0.01%
1,882
+874
+87% +$29.4K
VMC icon
608
Vulcan Materials
VMC
$37.3B
$60K ﹤0.01%
450
– –
CMG icon
609
Chipotle Mexican Grill
CMG
$40.5B
$59K ﹤0.01%
2,400
+750
+45% +$18.1K
FDLO icon
610
Fidelity Low Volatility Factor ETF
FDLO
$1.46B
$59K ﹤0.01%
1,500
– –
XSD icon
611
State Street SPDR S&P Semiconductor ETF
XSD
$2.85B
$59K ﹤0.01%
469
-701
-60% -$85.4K
RBNC
612
DELISTED
Reliant Bancorp, Inc. Common Stock
RBNC
$59K ﹤0.01%
4,095
– –
DLR icon
613
Digital Realty Trust
DLR
$70.6B
$58K ﹤0.01%
400
– –
IJS icon
614
iShares S&P Small-Cap 600 Value ETF
IJS
$8.33B
$58K ﹤0.01%
952
– –
PJUN icon
615
Innovator US Equity Power Buffer ETF June
PJUN
$974M
$58K ﹤0.01%
2,010
– –
UUP icon
616
Invesco DB US Dollar Index Bullish Fund
UUP
$414M
$58K ﹤0.01%
2,300
– –
XLC icon
617
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$58K ﹤0.01%
991
+976
+6,507% +$57.8K
XLP icon
618
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$58K ﹤0.01%
905
-15
-2% -$947
CDK
619
DELISTED
CDK Global, Inc.
CDK
$58K ﹤0.01%
1,346
– –
NVR icon
620
NVR
NVR
$17.1B
$57K ﹤0.01%
14
– –
PKB icon
621
Invesco Building & Construction ETF
PKB
$398M
$57K ﹤0.01%
1,600
-109
-6% -$3.73K
SNSR icon
622
Global X Internet of Things ETF
SNSR
$222M
$57K ﹤0.01%
2,190
+424
+24% +$11.1K
AMCR icon
623
Amcor
AMCR
$21.9B
$56K ﹤0.01%
1,020
– –
FINX icon
624
Global X FinTech ETF
FINX
$166M
$56K ﹤0.01%
1,490
– –
J icon
625
Jacobs Solutions
J
$17.3B
$56K ﹤0.01%
742
– –
23 24
25
26 27

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.