We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEF icon
601
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$60K 0.01%
4,270
-386
-8% -$5.48K
PGX icon
602
Invesco Preferred ETF
PGX
$3.78B
$60K 0.01%
4,059
– –
FTV icon
603
Fortive
FTV
$18.6B
$59K 0.01%
1,367
+148
+12% +$6.82K
KWEB icon
604
KraneShares CSI China Internet ETF
KWEB
$5.67B
$59K 0.01%
1,429
+575
+67% +$24.4K
LUV icon
605
Southwest Airlines
LUV
$23B
$59K 0.01%
1,098
-436
-28% -$22.8K
CIM
606
Chimera Investment
CIM
$1B
$58K 0.01%
1,000
– –
RDOG icon
607
ALPS REIT Dividend Dogs ETF
RDOG
$11.3M
$58K 0.01%
1,213
– –
DOC icon
608
Healthpeak Properties
DOC
$14.8B
$57K 0.01%
1,600
-2
-0.1% -$68
ROP icon
609
Roper Technologies
ROP
$39.8B
$57K 0.01%
161
– –
SAP icon
610
SAP
SAP
$238B
$57K 0.01%
491
-155
-24% -$19.2K
VLUE icon
611
iShares MSCI USA Value Factor ETF
VLUE
$9.47B
$57K 0.01%
699
+592
+553% +$48K
WMB icon
612
Williams Companies
WMB
$86.1B
$57K 0.01%
2,393
+85
+4% +$2.14K
MKL icon
613
Markel Group
MKL
$23.2B
$56K ﹤0.01%
48
– –
CAG icon
614
Conagra Brands
CAG
$7.23B
$55K ﹤0.01%
1,807
+1
+0.1% +$29
ICLR icon
615
Icon
ICLR
$12.7B
$54K ﹤0.01%
370
-3
-0.8% -$461
FXL icon
616
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$53K ﹤0.01%
815
-39
-5% -$2.63K
MKTX icon
617
MarketAxess Holdings
MKTX
$5.72B
$53K ﹤0.01%
163
– –
MU icon
618
Micron Technology
MU
$991B
$53K ﹤0.01%
1,250
+904
+261% +$40.9K
NOBL icon
619
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$53K ﹤0.01%
1,508
– –
VOD icon
620
Vodafone
VOD
$37.4B
$53K ﹤0.01%
2,703
+188
+7% +$3.41K
ATVI
621
DELISTED
Activision Blizzard
ATVI
$53K ﹤0.01%
1,011
-71
-7% -$3.54K
INDA icon
622
iShares MSCI India ETF
INDA
$6.63B
$52K ﹤0.01%
1,560
– –
ROK icon
623
Rockwell Automation
ROK
$49B
$52K ﹤0.01%
319
+19
+6% +$3K
DLR icon
624
Digital Realty Trust
DLR
$71.7B
$51K ﹤0.01%
400
– –
FTC icon
625
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$51K ﹤0.01%
730
– –
23 24
25
26 27

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.