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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHV icon
601
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$22K ﹤0.01%
200
– –
SWK icon
602
Stanley Black & Decker
SWK
$15.7B
$22K ﹤0.01%
202
– –
VRSK icon
603
Verisk Analytics
VRSK
$25B
$22K ﹤0.01%
281
– –
ANF icon
604
Abercrombie & Fitch
ANF
$5B
$21K ﹤0.01%
1,204
– –
DNP icon
605
DNP Select Income Fund
DNP
$4.09B
$21K ﹤0.01%
2,000
– –
EPP icon
606
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
$21K ﹤0.01%
545
– –
HPE icon
607
Hewlett Packard
HPE
$70.5B
$21K ﹤0.01%
2,053
-648
-24% -$6.59K
NUV icon
608
Nuveen Municipal Value Fund
NUV
$1.91B
$21K ﹤0.01%
2,000
– –
SLV icon
609
iShares Silver Trust
SLV
$30.7B
$21K ﹤0.01%
1,195
– –
TNK icon
610
Teekay Tankers
TNK
$2.68B
$21K ﹤0.01%
894
– –
TRI icon
611
Thomson Reuters
TRI
$44.1B
$21K ﹤0.01%
451
– –
VDE icon
612
Vanguard Energy ETF
VDE
$9.74B
$21K ﹤0.01%
229
– –
VOD icon
613
Vodafone
VOD
$37.4B
$21K ﹤0.01%
696
+337
+94% +$10.9K
WPP icon
614
WPP
WPP
$5.94B
$21K ﹤0.01%
203
– –
ZTS icon
615
Zoetis
ZTS
$30.5B
$21K ﹤0.01%
460
– –
QVCGA
616
DELISTED
QVC Group Inc Series A
QVCGA
$21K ﹤0.01%
17
-11
-39% -$13.8K
JPS
617
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$21K ﹤0.01%
+2,331
New +$21.2K
AVGO icon
618
Broadcom
AVGO
$2.04T
$20K ﹤0.01%
1,320
-70
-5% -$1.07K
HOG icon
619
Harley-Davidson
HOG
$2.71B
$20K ﹤0.01%
461
-60
-12% -$2.76K
KYN icon
620
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$20K ﹤0.01%
1,000
– –
LEG icon
621
Leggett & Platt
LEG
$1.31B
$20K ﹤0.01%
400
– –
NTES icon
622
NetEase
NTES
$84.7B
$20K ﹤0.01%
525
-5
-0.9% -$156
QUAL icon
623
iShares MSCI USA Quality Factor ETF
QUAL
$47.9B
$20K ﹤0.01%
+305
New +$20K
RNP icon
624
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$20K ﹤0.01%
1,000
– –
TEX icon
625
Terex
TEX
$7.74B
$20K ﹤0.01%
1,000
-2,000
-67% -$45.7K
23 24
25
26 27

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.