CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
273
Reduced
187
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.02M
2
GE icon
GE Aerospace
GE
+$1.66M
3
KMI icon
Kinder Morgan
KMI
+$1.33M
4
PACW
PacWest Bancorp
PACW
+$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PCEF icon
601
Invesco CEF Income Composite ETF
PCEF
$847M
$22K ﹤0.01%
1,000
– –
SHV icon
602
iShares Short Treasury Bond ETF
SHV
$20.7B
$22K ﹤0.01%
200
– –
SWK icon
603
Stanley Black & Decker
SWK
$11.9B
$22K ﹤0.01%
202
– –
DNP icon
604
DNP Select Income Fund
DNP
$3.73B
$21K ﹤0.01%
2,000
– –
HPE icon
605
Hewlett Packard
HPE
$32B
$21K ﹤0.01%
2,053
-648
-24% -$6.63K
NUV icon
606
Nuveen Municipal Value Fund
NUV
$1.84B
$21K ﹤0.01%
2,000
– –
SLV icon
607
iShares Silver Trust
SLV
$20.2B
$21K ﹤0.01%
1,195
– –
ANF icon
608
Abercrombie & Fitch
ANF
$4.62B
$21K ﹤0.01%
1,204
– –
EPP icon
609
iShares MSCI Pacific ex Japan ETF
EPP
$1.85B
$21K ﹤0.01%
545
– –
TNK icon
610
Teekay Tankers
TNK
$1.79B
$21K ﹤0.01%
894
– –
TRI icon
611
Thomson Reuters
TRI
$77.6B
$21K ﹤0.01%
458
– –
VDE icon
612
Vanguard Energy ETF
VDE
$7.29B
$21K ﹤0.01%
229
– –
VOD icon
613
Vodafone
VOD
$28.2B
$21K ﹤0.01%
696
+337
+94% +$10.2K
WPP icon
614
WPP
WPP
$5.84B
$21K ﹤0.01%
203
– –
ZTS icon
615
Zoetis
ZTS
$66.4B
$21K ﹤0.01%
460
– –
QVCGA
616
QVC Group, Inc. Series A Common Stock
QVCGA
$78.4M
$21K ﹤0.01%
17
-11
-39% -$13.6K
JPS
617
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$21K ﹤0.01%
+2,331
New +$21K
AVGO icon
618
Broadcom
AVGO
$1.73T
$20K ﹤0.01%
1,320
-70
-5% -$1.06K
HOG icon
619
Harley-Davidson
HOG
$3.67B
$20K ﹤0.01%
461
-60
-12% -$2.6K
KYN icon
620
Kayne Anderson Energy Infrastructure Fund
KYN
$2.07B
$20K ﹤0.01%
1,000
– –
LEG icon
621
Leggett & Platt
LEG
$1.32B
$20K ﹤0.01%
400
– –
NTES icon
622
NetEase
NTES
$91.7B
$20K ﹤0.01%
525
-5
-0.9% -$190
QUAL icon
623
iShares MSCI USA Quality Factor ETF
QUAL
$54.5B
$20K ﹤0.01%
+305
New +$20K
RNP icon
624
Cohen & Steers REIT and Preferred and Income Fund
RNP
$1.07B
$20K ﹤0.01%
1,000
– –
TEX icon
625
Terex
TEX
$3.45B
$20K ﹤0.01%
1,000
-2,000
-67% -$40K
23 24
25
26 27