We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LULU icon
576
lululemon athletica
LULU
$14.3B
$66K 0.01%
203
-78
-28% -$26K
QRVO icon
577
Qorvo
QRVO
$8.53B
$66K 0.01%
512
– –
SCHO icon
578
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$66K 0.01%
2,590
-16,120
-86% -$416K
YORW icon
579
York Water
YORW
$527M
$66K 0.01%
1,575
– –
DAL icon
580
Delta Air Lines
DAL
$59.5B
$65K 0.01%
2,153
+1,600
+289% +$46.1K
K
581
DELISTED
Kellanova
K
$65K 0.01%
1,085
– –
PRU icon
582
Prudential Financial
PRU
$42.2B
$65K 0.01%
1,037
-167
-14% -$11K
CPB icon
583
Campbell Soup
CPB
$6.78B
$64K ﹤0.01%
1,337
– –
IP icon
584
International Paper
IP
$22.1B
$64K ﹤0.01%
1,692
+266
+19% +$9.39K
LAMR icon
585
Lamar Advertising Co
LAMR
$15.6B
$64K ﹤0.01%
968
– –
MLM icon
586
Martin Marietta Materials
MLM
$33.3B
$64K ﹤0.01%
273
-3
-1% -$649
PAYC icon
587
Paycom
PAYC
$9.57B
$64K ﹤0.01%
206
-12
-6% -$3.5K
SBAC icon
588
SBA Communications
SBAC
$19.3B
$64K ﹤0.01%
202
+123
+156% +$37.6K
SCHA icon
589
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$64K ﹤0.01%
3,784
+2,908
+332% +$50.1K
CLIX icon
590
ProShares Long Online/Short Stores ETF
CLIX
$6.36M
$63K ﹤0.01%
752
-3,732
-83% -$315K
DKNG icon
591
DraftKings
DKNG
$12.6B
$63K ﹤0.01%
1,082
-3,092
-74% -$120K
HDGE icon
592
AdvisorShares Ranger Equity Bear ETF
HDGE
$53M
$63K ﹤0.01%
+1,416
New +$64.3K
HYS icon
593
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$63K ﹤0.01%
677
– –
VMBS icon
594
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$63K ﹤0.01%
1,173
+239
+26% +$13K
XLU icon
595
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$63K ﹤0.01%
2,134
-54
-2% -$1.6K
CRSP icon
596
CRISPR Therapeutics
CRSP
$5.23B
$62K ﹤0.01%
750
-150
-17% -$13.3K
NWL icon
597
Newell Brands
NWL
$2.62B
$62K ﹤0.01%
3,664
– –
COUP
598
DELISTED
Coupa Software Incorporated
COUP
$62K ﹤0.01%
+229
New +$66.8K
BJAN icon
599
Innovator US Equity Buffer ETF January
BJAN
$348M
$61K ﹤0.01%
+2,053
New +$61.2K
FHN icon
600
First Horizon
FHN
$12B
$61K ﹤0.01%
6,547
+1,124
+21% +$10.6K
22 23
24
25 26

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.