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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QDF icon
576
FlexShares Quality Dividend Index Fund
QDF
$2.27B
$49K ﹤0.01%
+1,372
New +$60.9K
AGIO icon
577
Agios Pharmaceuticals
AGIO
$1.95B
$48K ﹤0.01%
+1,364
New +$63K
DECK icon
578
Deckers Outdoor
DECK
$12.8B
$48K ﹤0.01%
+2,166
New +$60.3K
NTES icon
579
NetEase
NTES
$81.9B
$48K ﹤0.01%
760
+640
+533% +$42.1K
NWL icon
580
Newell Brands
NWL
$2.62B
$48K ﹤0.01%
3,664
+115
+3% +$1.98K
PHYS icon
581
Sprott Physical Gold
PHYS
$15.8B
$48K ﹤0.01%
3,700
-433
-10% -$5.51K
PLNT icon
582
Planet Fitness
PLNT
$3.62B
$48K ﹤0.01%
+991
New +$69.1K
QSR icon
583
Restaurant Brands International
QSR
$25.6B
$48K ﹤0.01%
1,206
– –
CFA icon
584
VictoryShares US 500 Volatility Wtd ETF
CFA
$552M
$47K ﹤0.01%
+1,113
New +$58.2K
GS icon
585
Goldman Sachs
GS
$301B
$47K ﹤0.01%
307
-256
-45% -$54.3K
IJS icon
586
iShares S&P Small-Cap 600 Value ETF
IJS
$8.33B
$47K ﹤0.01%
952
+394
+71% +$27.3K
KRC icon
587
Kilroy Realty
KRC
$4.24B
$47K ﹤0.01%
741
-1,439
-66% -$110K
SILK
588
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
$47K ﹤0.01%
+1,505
New +$60.3K
APPN icon
589
Appian
APPN
$2.54B
$46K ﹤0.01%
1,151
+265
+30% +$12.3K
MPC icon
590
Marathon Petroleum
MPC
$94.5B
$46K ﹤0.01%
1,980
-803
-29% -$37K
HRC
591
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$46K ﹤0.01%
462
– –
EPRT icon
592
Essential Properties Realty Trust
EPRT
$6.5B
$45K ﹤0.01%
3,488
-5,215
-60% -$121K
FHN icon
593
First Horizon
FHN
$12B
$45K ﹤0.01%
5,630
+40
+0.7% +$555
GDXJ icon
594
VanEck Junior Gold Miners ETF
GDXJ
$8.53B
$45K ﹤0.01%
1,610
+1,513
+1,560% +$57.5K
PAYC icon
595
Paycom
PAYC
$9.57B
$45K ﹤0.01%
224
+120
+115% +$32.9K
ROK icon
596
Rockwell Automation
ROK
$49.6B
$45K ﹤0.01%
300
– –
ICE icon
597
Intercontinental Exchange
ICE
$84.9B
$44K ﹤0.01%
552
– –
KARS icon
598
KraneShares Electric Vehicles and Future Mobility Index ETF
KARS
$80.1M
$44K ﹤0.01%
2,355
– –
NDAQ icon
599
Nasdaq
NDAQ
$53.1B
$44K ﹤0.01%
1,413
-5,943
-81% -$210K
PPA icon
600
Invesco Aerospace & Defense ETF
PPA
$8.72B
$44K ﹤0.01%
896
-842
-48% -$54.7K
22 23
24
25 26

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.