We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QRVO icon
576
Qorvo
QRVO
$8.74B
$30K ﹤0.01%
512
– –
SHV icon
577
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$30K ﹤0.01%
277
+77
+39% +$8.5K
XLNX
578
DELISTED
Xilinx Inc
XLNX
$30K ﹤0.01%
345
-17
-5% -$1.42K
CELG
579
DELISTED
Celgene Corp
CELG
$30K ﹤0.01%
343
-157
-31% -$11.6K
BXMX
580
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$29K ﹤0.01%
2,392
– –
ES icon
581
Eversource Energy
ES
$27.2B
$29K ﹤0.01%
459
– –
ETV
582
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$29K ﹤0.01%
2,140
– –
LUV icon
583
Southwest Airlines
LUV
$23B
$29K ﹤0.01%
610
– –
LYB icon
584
LyondellBasell Industries
LYB
$19.2B
$29K ﹤0.01%
343
– –
RWO icon
585
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$29K ﹤0.01%
650
– –
SCHG icon
586
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$29K ﹤0.01%
3,344
+56
+2% +$522
SNEX icon
587
StoneX
SNEX
$7.94B
$29K ﹤0.01%
4,010
– –
VDE icon
588
Vanguard Energy ETF
VDE
$9.84B
$29K ﹤0.01%
364
-33
-8% -$3.02K
XOP icon
589
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.43B
$29K ﹤0.01%
250
– –
DCP
590
DELISTED
DCP Midstream, LP
DCP
$29K ﹤0.01%
1,000
– –
CHL
591
DELISTED
China Mobile Limited
CHL
$29K ﹤0.01%
590
– –
CCL icon
592
Carnival Corporation Ltd
CCL
$39.7B
$28K ﹤0.01%
555
-99
-15% -$5.67K
EFX icon
593
Equifax
EFX
$21.4B
$28K ﹤0.01%
300
– –
EXPE icon
594
Expedia Group
EXPE
$37.3B
$28K ﹤0.01%
250
– –
PGZ
595
Principal Real Estate Income Fund
PGZ
$68.7M
$28K ﹤0.01%
1,750
-950
-35% -$16.1K
QSR icon
596
Restaurant Brands International
QSR
$25.8B
$28K ﹤0.01%
508
– –
SLYV icon
597
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.08B
$28K ﹤0.01%
503
+1
+0.2% +$61
SSYS icon
598
Stratasys
SSYS
$774M
$28K ﹤0.01%
1,500
+200
+15% +$4.18K
VEEV icon
599
Veeva Systems
VEEV
$37.4B
$28K ﹤0.01%
300
– –
AIMT
600
DELISTED
Aimmune Therapeutics
AIMT
$28K ﹤0.01%
+1,150
New +$29.8K
22 23
24
25 26

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.