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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGE icon
576
iShares North American Natural Resources ETF
IGE
$758M
$30K ﹤0.01%
895
– –
EA
577
DELISTED
Electronic Arts
EA
$29K ﹤0.01%
248
– –
EQAL icon
578
Invesco Russell 1000 Equal Weight ETF
EQAL
$838M
$29K ﹤0.01%
1,000
– –
ERC
579
Allspring Multi-Sector Income Fund
ERC
$259M
$29K ﹤0.01%
2,235
– –
FCX icon
580
Freeport-McMoran
FCX
$97.5B
$29K ﹤0.01%
2,013
-1,600
-44% -$22.5K
NWG icon
581
NatWest
NWG
$76.4B
$29K ﹤0.01%
+3,798
New +$27.6K
QSR icon
582
Restaurant Brands International
QSR
$25.8B
$29K ﹤0.01%
456
+265
+139% +$16.4K
BT
583
DELISTED
BT Group plc (ADR)
BT
$29K ﹤0.01%
1,600
– –
EBAY icon
584
eBay
EBAY
$49.7B
$28K ﹤0.01%
738
-460
-38% -$16.7K
EFR
585
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$28K ﹤0.01%
1,900
– –
KNX icon
586
Knight Transportation
KNX
$11.4B
$28K ﹤0.01%
+704
New +$26.7K
PBT
587
Permian Basin Royalty Trust
PBT
$1.49B
$28K ﹤0.01%
3,200
– –
UTG icon
588
Reaves Utility Income Fund
UTG
$3.61B
$28K ﹤0.01%
892
– –
VFC icon
589
VF Corp
VFC
$5.89B
$28K ﹤0.01%
465
-17,982
-97% -$1.04M
XLB icon
590
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$28K ﹤0.01%
992
+2
+0.2% +$55
FPF
591
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$27K ﹤0.01%
1,100
– –
GEN icon
592
Gen Digital
GEN
$17.5B
$27K ﹤0.01%
825
-125
-13% -$3.81K
HSBC icon
593
HSBC
HSBC
$356B
$27K ﹤0.01%
612
+101
+20% +$4.47K
K
594
DELISTED
Kellanova
K
$27K ﹤0.01%
463
-283
-38% -$17.9K
MKTX icon
595
MarketAxess Holdings
MKTX
$5.72B
$27K ﹤0.01%
150
-150
-50% -$28.7K
ZTS icon
596
Zoetis
ZTS
$30.5B
$27K ﹤0.01%
424
+245
+137% +$15.3K
APA icon
597
APA Corp
APA
$13.3B
$26K ﹤0.01%
578
+525
+991% +$23.1K
AYI icon
598
Acuity Brands
AYI
$10.8B
$26K ﹤0.01%
148
-73
-33% -$13.6K
DELL icon
599
Dell
DELL
$293B
$26K ﹤0.01%
1,215
-374
-24% -$7.21K
EGBN icon
600
Eagle Bancorp
EGBN
$845M
$26K ﹤0.01%
390
-140
-26% -$8.78K
22 23
24
25 26

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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.