CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.69%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.5M
Cap. Flow %
8.18%
Top 10 Hldgs %
45.11%
Holding
1,315
New
70
Increased
327
Reduced
188
Closed
67

Top Buys

1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.7M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.35M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.49M
5
XOM icon
Exxon Mobil
XOM
+$1.98M

Top Sells

1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.16M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$754K
4
BDCL
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
+$553K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$548K

Sector Composition

1 Financials 8.9%
2 Technology 6.09%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FLOT icon
576
iShares Floating Rate Bond ETF
FLOT
$9.06B
$28K ﹤0.01%
552
-493
-47% -$25K
IWS icon
577
iShares Russell Mid-Cap Value ETF
IWS
$14.1B
$28K ﹤0.01%
372
+138
+59% +$10.4K
PEBK icon
578
Peoples Bancorp of North Carolina
PEBK
$168M
$28K ﹤0.01%
1,515
– –
PGEN icon
579
Precigen
PGEN
$1.22B
$28K ﹤0.01%
1,009
– –
ES icon
580
Eversource Energy
ES
$23.8B
$27K ﹤0.01%
509
+120
+31% +$6.37K
HPE icon
581
Hewlett Packard
HPE
$32.2B
$27K ﹤0.01%
2,053
– –
PARA
582
DELISTED
Paramount Global Class B
PARA
$27K ﹤0.01%
493
+128
+35% +$7.01K
PSLV icon
583
Sprott Physical Silver Trust
PSLV
$7.76B
$27K ﹤0.01%
3,750
– –
UTG icon
584
Reaves Utility Income Fund
UTG
$3.35B
$27K ﹤0.01%
892
– –
MLPI
585
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$27K ﹤0.01%
953
– –
AGU
586
DELISTED
Agrium
AGU
$27K ﹤0.01%
300
– –
DIV icon
587
Global X SuperDividend US ETF
DIV
$645M
$26K ﹤0.01%
1,073
– –
EFR
588
Eaton Vance Senior Floating-Rate Fund
EFR
$343M
$26K ﹤0.01%
+1,900
New +$26K
EGBN icon
589
Eagle Bancorp
EGBN
$596M
$26K ﹤0.01%
530
– –
TTE icon
590
TotalEnergies
TTE
$136B
$26K ﹤0.01%
549
+151
+38% +$7.15K
VMO icon
591
Invesco Municipal Opportunity Trust
VMO
$637M
$26K ﹤0.01%
1,829
– –
CTXS
592
DELISTED
Citrix Systems Inc
CTXS
$26K ﹤0.01%
388
– –
POT
593
DELISTED
Potash Corp Of Saskatchewan
POT
$26K ﹤0.01%
1,618
+4
+0.2% +$64
CATO icon
594
Cato Corp
CATO
$89.6M
$25K ﹤0.01%
775
-1,842
-70% -$59.4K
FPF
595
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.17B
$25K ﹤0.01%
+1,100
New +$25K
HBAN icon
596
Huntington Bancshares
HBAN
$25.8B
$25K ﹤0.01%
2,573
+41
+2% +$398
ITOT icon
597
iShares Core S&P Total US Stock Market ETF
ITOT
$76.1B
$25K ﹤0.01%
+505
New +$25K
LYB icon
598
LyondellBasell Industries
LYB
$17.5B
$25K ﹤0.01%
316
+200
+172% +$15.8K
PDM
599
Piedmont Realty Trust, Inc.
PDM
$1.08B
$25K ﹤0.01%
1,162
– –
TEX icon
600
Terex
TEX
$3.45B
$25K ﹤0.01%
1,000
– –
22 23
24
25 26