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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AA icon
576
Alcoa
AA
$13.2B
$24K ﹤0.01%
1,109
+208
+23% +$4.87K
CTAS icon
577
Cintas
CTAS
$81.3B
$24K ﹤0.01%
1,000
– –
FDL icon
578
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
$24K ﹤0.01%
+910
New +$23.6K
IXN icon
579
iShares Global Tech ETF
IXN
$8.83B
$24K ﹤0.01%
1,530
– –
K
580
DELISTED
Kellanova
K
$24K ﹤0.01%
320
-292
-48% -$21K
PGEN icon
581
Precigen
PGEN
$2.59B
$24K ﹤0.01%
1,009
– –
SKT icon
582
Tanger
SKT
$4.52B
$24K ﹤0.01%
600
– –
TRIP icon
583
TripAdvisor
TRIP
$1.26B
$24K ﹤0.01%
380
– –
CTXS
584
DELISTED
Citrix Systems Inc
CTXS
$24K ﹤0.01%
388
– –
BTI icon
585
British American Tobacco
BTI
$128B
$23K ﹤0.01%
364
– –
DVA icon
586
DaVita
DVA
$11.7B
$23K ﹤0.01%
308
+10
+3% +$756
ES icon
587
Eversource Energy
ES
$27.2B
$23K ﹤0.01%
389
-41
-10% -$2.32K
KR icon
588
Kroger
KR
$34.8B
$23K ﹤0.01%
640
– –
NGG icon
589
National Grid
NGG
$81.3B
$23K ﹤0.01%
333
– –
NVG icon
590
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$23K ﹤0.01%
+1,434
New +$22.5K
PBT
591
Permian Basin Royalty Trust
PBT
$1.49B
$23K ﹤0.01%
3,200
– –
VTIP icon
592
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$23K ﹤0.01%
482
– –
SYKE
593
DELISTED
SYKES Enterprises Inc
SYKE
$23K ﹤0.01%
800
– –
CHL
594
DELISTED
China Mobile Limited
CHL
$23K ﹤0.01%
402
+20
+5% +$1.13K
DGX icon
595
Quest Diagnostics
DGX
$26.3B
$22K ﹤0.01%
280
-14
-5% -$1.07K
EQIX icon
596
Equinix
EQIX
$103B
$22K ﹤0.01%
57
– –
HBAN icon
597
Huntington Bancshares
HBAN
$35.5B
$22K ﹤0.01%
2,532
– –
KXI icon
598
iShares Global Consumer Staples ETF
KXI
$1.07B
$22K ﹤0.01%
440
– –
OMC icon
599
Omnicom Group
OMC
$23.4B
$22K ﹤0.01%
275
– –
PCEF icon
600
Invesco CEF Income Composite ETF
PCEF
$814M
$22K ﹤0.01%
1,000
– –
22 23
24
25 26

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.