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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$61.2M
(+30%)
Cap. Flow
-$1.15M
Cap. Flow
% of AUM
-0.43%
Top 10 Holdings %
Top 10 Hldgs %
39.72%
Holding
975
New
167
Increased
121
Reduced
109
Closed
40
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
CSG
CHAMBERS STR PPTYS COM
CSG
|
+$1.5M |
| 2 |
HTS
HATTERAS FINANCIAL CORP
HTS
|
+$1.46M |
| 3 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$1.44M |
| 4 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$1.06M |
| 5 |
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
|
+$1.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
|
+$4.74M |
| 2 |
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
|
+$3.12M |
| 3 |
ExxonMobil
XOM
|
+$1.8M |
| 4 |
HNR
Harvest Natural Resources
HNR
|
+$1.62M |
| 5 |
Hormel Foods
HRL
|
+$1.26M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 13.74% |
| 2 | Technology | 10.07% |
| 3 | Energy | 9.61% |
| 4 | Healthcare | 7.12% |
| 5 | Industrials | 4.95% |
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Carroll Financial Associates's Q3 2013 Portfolio in Review
As of Q3 2013, Carroll Financial Associates held 975 positions worth $265M, up 30% from $204M the previous quarter. Its ten largest holdings account for 40% of the portfolio.
Carroll Financial Associates's Q3 2013 filing shows 167 new, 121 increased, 109 reduced and 40 closed positions. Its largest new stake was Rio Tinto: 19,299 shares worth $941K. The largest sale was OAKTREE CAPITAL GROUP, LLC, an estimated $4.74M.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 17% a quarter earlier, followed by Technology and Energy.
- Carroll Financial Associates's largest Q3 2013 buy was Rio Tinto: 19,299 shares worth $941K.
- Carroll Financial Associates added most to CHAMBERS STR PPTYS COM in Q3 2013, an estimated $1.5M increase.
- Carroll Financial Associates's biggest Q3 2013 reduction was OAKTREE CAPITAL GROUP, LLC, cutting an estimated $4.74M.
- Carroll Financial Associates fully exited Hormel Foods in Q3 2013, selling an estimated $1.26M.
- Carroll Financial Associates's ten largest holdings make up 40% of its $265M portfolio in Q3 2013.
- Carroll Financial Associates opened 167 new positions and closed 40 in Q3 2013.
- Carroll Financial Associates's portfolio value rose 30% quarter-over-quarter to $265M.
Based on Carroll Financial Associates's 13F filing for Q3 2013, filed 14 Nov 2013.