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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MEAR icon
551
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.37B
$72K 0.01%
1,450
– –
MKTX icon
552
MarketAxess Holdings
MKTX
$5.72B
$72K 0.01%
150
– –
ACES icon
553
ALPS Clean Energy ETF
ACES
$125M
$71K 0.01%
1,291
– –
DINO icon
554
HF Sinclair
DINO
$15.2B
$71K 0.01%
3,606
– –
FXH icon
555
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$71K 0.01%
755
-22
-3% -$2.06K
SQQQ icon
556
ProShares UltraPro Short QQQ
SQQQ
$1.77B
$71K 0.01%
24
– –
ICLR icon
557
Icon
ICLR
$12.8B
$70K 0.01%
370
– –
MDY icon
558
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$70K 0.01%
209
– –
ROP icon
559
Roper Technologies
ROP
$39.5B
$70K 0.01%
178
+14
+9% +$5.82K
SAP icon
560
SAP
SAP
$242B
$70K 0.01%
455
-31
-6% -$4.92K
AGGP
561
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$70K 0.01%
3,592
-249
-6% -$4.96K
AVY icon
562
Avery Dennison
AVY
$13.6B
$69K 0.01%
546
+312
+133% +$36.8K
KARS icon
563
KraneShares Electric Vehicles and Future Mobility Index ETF
KARS
$80.1M
$69K 0.01%
2,355
– –
L icon
564
Loews
L
$23.1B
$69K 0.01%
2,000
– –
NVG icon
565
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$69K 0.01%
4,465
-311
-7% -$4.88K
PCTY icon
566
Paylocity
PCTY
$7.7B
$69K 0.01%
432
+339
+365% +$47.7K
CHTR icon
567
Charter Communications
CHTR
$18.8B
$68K 0.01%
110
-27
-20% -$15.9K
ROKU icon
568
Roku
ROKU
$22.4B
$68K 0.01%
365
+265
+265% +$41.9K
GDX icon
569
VanEck Gold Miners ETF
GDX
$27.5B
$67K 0.01%
1,720
-2,413
-58% -$98.4K
PTMC icon
570
Pacer Trendpilot US Mid Cap ETF
PTMC
$404M
$67K 0.01%
2,460
– –
QSR icon
571
Restaurant Brands International
QSR
$25.6B
$67K 0.01%
1,179
– –
SWK icon
572
Stanley Black & Decker
SWK
$15.7B
$67K 0.01%
414
+1
+0.2% +$156
DGRE icon
573
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$146M
$66K 0.01%
2,750
– –
IHDG icon
574
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$66K 0.01%
1,830
-500
-21% -$18K
IYH icon
575
iShares US Healthcare ETF
IYH
$3.76B
$66K 0.01%
1,455
+230
+19% +$10.4K
21 22
23
24 25

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.