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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.92%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.1M
Cap. Flow %
8.12%
Top 10 Hldgs %
45.11%
Holding
1,312
New
70
Increased
326
Reduced
189
Closed
67

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.4M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.6M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.36M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.45M
5
XOM icon
ExxonMobil
XOM
+$2.01M

Top Sells

Rank Stock Value
1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.12M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$765K
4
BDCL
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
+$535K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$516K

Sector Composition

Rank Sector Weight
1 Financials 8.9%
2 Technology 6.08%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DELL icon
551
Dell
DELL
$293B
$32K ﹤0.01%
+2,412
New +$32.8K
JHML icon
552
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
$32K ﹤0.01%
1,159
– –
MAR icon
553
Marriott International
MAR
$92.3B
$32K ﹤0.01%
479
+47
+11% +$3.31K
VAW icon
554
Vanguard Materials ETF
VAW
$3.08B
$32K ﹤0.01%
303
– –
BXMX
555
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$31K ﹤0.01%
2,392
– –
FAF icon
556
First American
FAF
$7.58B
$31K ﹤0.01%
800
– –
IXC icon
557
iShares Global Energy ETF
IXC
$2.62B
$31K ﹤0.01%
950
– –
TECH icon
558
Bio-Techne
TECH
$11.3B
$31K ﹤0.01%
1,140
– –
UA icon
559
Under Armour Class C
UA
$2.53B
$31K ﹤0.01%
941
+100
+12% +$3.61K
ITT icon
560
ITT
ITT
$19.1B
$30K ﹤0.01%
850
– –
MSI icon
561
Motorola Solutions
MSI
$77.4B
$30K ﹤0.01%
399
-2
-0.5% -$146
NCZ
562
Virtus Convertible & Income Fund II
NCZ
$301M
$30K ﹤0.01%
1,288
+538
+72% +$12.3K
SXT icon
563
Sensient Technologies
SXT
$5.53B
$30K ﹤0.01%
400
– –
CHS
564
DELISTED
Chicos FAS, Inc.
CHS
$30K ﹤0.01%
2,570
– –
BCR
565
DELISTED
CR Bard Inc.
BCR
$30K ﹤0.01%
137
– –
ADI icon
566
Analog Devices
ADI
$190B
$29K ﹤0.01%
454
– –
APH icon
567
Amphenol
APH
$209B
$29K ﹤0.01%
1,840
-1,396
-43% -$21.2K
EXPE icon
568
Expedia Group
EXPE
$37.3B
$29K ﹤0.01%
250
– –
ICE icon
569
Intercontinental Exchange
ICE
$84.4B
$29K ﹤0.01%
550
– –
PID icon
570
Invesco International Dividend Achievers ETF
PID
$919M
$29K ﹤0.01%
2,000
– –
QRVO icon
571
Qorvo
QRVO
$8.74B
$29K ﹤0.01%
537
– –
SUP
572
DELISTED
Superior Industries International
SUP
$29K ﹤0.01%
1,000
– –
ROIC
573
DELISTED
Retail Opportunity Investments Corp.
ROIC
$29K ﹤0.01%
1,350
– –
CTAS icon
574
Cintas
CTAS
$81.3B
$28K ﹤0.01%
1,000
– –
ERC
575
Allspring Multi-Sector Income Fund
ERC
$259M
$28K ﹤0.01%
2,235
– –
21 22
23
24 25

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TU
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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Carroll Financial Associates held 1,312 positions worth $666M, up 11% from $598M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $54.1M of net new capital in Q3 2016, opening 70 new positions and adding to 326 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 1,252 shares worth $150K.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.3% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Xtrackers MSCI Europe Hedged Equity ETF, an estimated $2.12M trimmed.

  • Carroll Financial Associates's largest Q3 2016 buy was iShares Russell 1000 ETF: 1,252 shares worth $150K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q3 2016, an estimated $16.4M increase.
  • Carroll Financial Associates's biggest Q3 2016 reduction was Xtrackers MSCI Europe Hedged Equity ETF, cutting an estimated $2.12M.
  • Carroll Financial Associates fully exited UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN in Q3 2016, selling an estimated $945K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $666M portfolio in Q3 2016.
  • Carroll Financial Associates opened 70 new positions and closed 67 in Q3 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $666M.

Based on Carroll Financial Associates's 13F filing for Q3 2016, filed 11 Oct 2016.