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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FISV
551
Fiserv Inc
FISV
$27.9B
$27K ﹤0.01%
500
– –
ITT icon
552
ITT
ITT
$19.1B
$27K ﹤0.01%
850
– –
PEBK icon
553
Peoples Bancorp of North Carolina
PEBK
$229M
$27K ﹤0.01%
1,515
– –
PSLV icon
554
Sprott Physical Silver Trust
PSLV
$13.2B
$27K ﹤0.01%
3,750
+2,500
+200% +$16.1K
VGK icon
555
Vanguard FTSE Europe ETF
VGK
$31.4B
$27K ﹤0.01%
596
– –
VMO icon
556
Invesco Municipal Opportunity Trust
VMO
$663M
$27K ﹤0.01%
1,829
– –
XLB icon
557
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$27K ﹤0.01%
1,166
– –
XLI icon
558
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$27K ﹤0.01%
489
-102
-17% -$5.69K
CHS
559
DELISTED
Chicos FAS, Inc.
CHS
$27K ﹤0.01%
2,570
– –
AGU
560
DELISTED
Agrium
AGU
$27K ﹤0.01%
300
– –
EXPE icon
561
Expedia Group
EXPE
$37.3B
$26K ﹤0.01%
250
– –
MA icon
562
Mastercard
MA
$493B
$26K ﹤0.01%
299
– –
MSI icon
563
Motorola Solutions
MSI
$77.4B
$26K ﹤0.01%
401
– –
PCG icon
564
PG&E
PCG
$38.5B
$26K ﹤0.01%
415
– –
SUP
565
DELISTED
Superior Industries International
SUP
$26K ﹤0.01%
1,000
– –
TT icon
566
Trane Technologies
TT
$106B
$26K ﹤0.01%
423
-95
-18% -$6.11K
INVX
567
Innovex International
INVX
$1.97B
$26K ﹤0.01%
450
– –
MLPI
568
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$26K ﹤0.01%
953
-200
-17% -$5.26K
POT
569
DELISTED
Potash Corp Of Saskatchewan
POT
$26K ﹤0.01%
1,614
-197
-11% -$3.3K
ADI icon
570
Analog Devices
ADI
$190B
$25K ﹤0.01%
454
– –
AIG icon
571
American International
AIG
$41.8B
$25K ﹤0.01%
474
-5
-1% -$276
EGBN icon
572
Eagle Bancorp
EGBN
$845M
$25K ﹤0.01%
530
– –
MIN
573
Aberdeen Intermediate Income Fund
MIN
$278M
$25K ﹤0.01%
5,500
– –
PDM
574
Piedmont Realty Trust
PDM
$1.19B
$25K ﹤0.01%
1,162
– –
TIPZ icon
575
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.4M
$25K ﹤0.01%
425
– –
21 22
23
24 25

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.