CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
273
Reduced
187
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FI icon
551
Fiserv
FI
$73.4B
$27K ﹤0.01%
500
– –
ITT icon
552
ITT
ITT
$13.3B
$27K ﹤0.01%
850
– –
PEBK icon
553
Peoples Bancorp of North Carolina
PEBK
$168M
$27K ﹤0.01%
1,515
– –
PSLV icon
554
Sprott Physical Silver Trust
PSLV
$7.69B
$27K ﹤0.01%
3,750
+2,500
+200% +$18K
VGK icon
555
Vanguard FTSE Europe ETF
VGK
$26.9B
$27K ﹤0.01%
596
– –
VMO icon
556
Invesco Municipal Opportunity Trust
VMO
$622M
$27K ﹤0.01%
1,829
– –
XLB icon
557
Materials Select Sector SPDR Fund
XLB
$5.52B
$27K ﹤0.01%
583
– –
XLI icon
558
Industrial Select Sector SPDR Fund
XLI
$23.1B
$27K ﹤0.01%
489
-102
-17% -$5.63K
CHS
559
DELISTED
Chicos FAS, Inc.
CHS
$27K ﹤0.01%
2,570
– –
AGU
560
DELISTED
Agrium
AGU
$27K ﹤0.01%
300
– –
EXPE icon
561
Expedia Group
EXPE
$26.6B
$26K ﹤0.01%
250
– –
MA icon
562
Mastercard
MA
$528B
$26K ﹤0.01%
299
– –
MSI icon
563
Motorola Solutions
MSI
$79.8B
$26K ﹤0.01%
401
– –
PCG icon
564
PG&E
PCG
$33.2B
$26K ﹤0.01%
415
– –
SUP
565
DELISTED
Superior Industries International
SUP
$26K ﹤0.01%
1,000
– –
TT icon
566
Trane Technologies
TT
$92.1B
$26K ﹤0.01%
423
-95
-18% -$5.84K
INVX
567
Innovex International, Inc.
INVX
$1.16B
$26K ﹤0.01%
450
– –
MLPI
568
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$26K ﹤0.01%
953
-200
-17% -$5.46K
POT
569
DELISTED
Potash Corp Of Saskatchewan
POT
$26K ﹤0.01%
1,614
-197
-11% -$3.17K
ADI icon
570
Analog Devices
ADI
$122B
$25K ﹤0.01%
454
– –
AIG icon
571
American International
AIG
$43.9B
$25K ﹤0.01%
474
-5
-1% -$264
EGBN icon
572
Eagle Bancorp
EGBN
$602M
$25K ﹤0.01%
530
– –
MIN
573
MFS Intermediate Income Trust
MIN
$307M
$25K ﹤0.01%
5,500
– –
PDM
574
Piedmont Realty Trust, Inc.
PDM
$1.09B
$25K ﹤0.01%
1,162
– –
TIPZ icon
575
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$104M
$25K ﹤0.01%
425
– –
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