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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIDU icon
526
Baidu
BIDU
$37.2B
$39K ﹤0.01%
242
– –
CC icon
527
Chemours
CC
$2.37B
$39K ﹤0.01%
1,227
– –
FIVE icon
528
Five Below
FIVE
$13.5B
$39K ﹤0.01%
342
– –
IGIB icon
529
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$39K ﹤0.01%
756
– –
PEG icon
530
Public Service Enterprise Group
PEG
$37.7B
$39K ﹤0.01%
764
-39
-5% -$2.1K
PKB icon
531
Invesco Building & Construction ETF
PKB
$399M
$39K ﹤0.01%
1,600
– –
BNS icon
532
Scotiabank
BNS
$108B
$38K ﹤0.01%
750
– –
BXC icon
533
BlueLinx
BXC
$706M
$38K ﹤0.01%
1,500
– –
CAG icon
534
Conagra Brands
CAG
$7.23B
$38K ﹤0.01%
1,725
+1
+0.1% +$32
DFE icon
535
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$38K ﹤0.01%
700
– –
EWL icon
536
iShares MSCI Switzerland ETF
EWL
$2.25B
$38K ﹤0.01%
1,212
– –
MTD icon
537
Mettler-Toledo International
MTD
$28.6B
$38K ﹤0.01%
72
+3
+4% +$1.74K
PHYS icon
538
Sprott Physical Gold
PHYS
$15.7B
$38K ﹤0.01%
3,700
– –
SABR icon
539
Sabre
SABR
$835M
$38K ﹤0.01%
1,750
– –
BOTZ icon
540
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.57B
$37K ﹤0.01%
2,193
-528
-19% -$10.3K
LHX icon
541
L3Harris
LHX
$53.4B
$37K ﹤0.01%
279
– –
UNM icon
542
Unum
UNM
$14.3B
$37K ﹤0.01%
1,200
– –
AOA icon
543
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.28B
$36K ﹤0.01%
+747
New +$38.2K
CIM
544
Chimera Investment
CIM
$1B
$36K ﹤0.01%
667
– –
CTSH icon
545
Cognizant
CTSH
$26B
$36K ﹤0.01%
568
+79
+16% +$5.5K
VRTX icon
546
Vertex Pharmaceuticals
VRTX
$126B
$36K ﹤0.01%
207
– –
MDR
547
DELISTED
McDermott International
MDR
$36K ﹤0.01%
4,448
-518
-10% -$5.47K
CHTR icon
548
Charter Communications
CHTR
$18.2B
$35K ﹤0.01%
119
– –
FLOT icon
549
iShares Floating Rate Bond ETF
FLOT
$10.5B
$35K ﹤0.01%
707
– –
IWV icon
550
iShares Russell 3000 ETF
IWV
$20.4B
$35K ﹤0.01%
237
+146
+160% +$23.2K
20 21
22
23 24

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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.