CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
273
Reduced
187
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BXMX icon
526
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.49B
$31K 0.01%
2,392
– –
ING icon
527
ING
ING
$71B
$31K 0.01%
3,007
– –
JHML icon
528
John Hancock Multifactor Large Cap ETF
JHML
$1.03B
$31K 0.01%
1,159
+379
+49% +$10.1K
VAW icon
529
Vanguard Materials ETF
VAW
$2.89B
$31K 0.01%
303
– –
BLE icon
530
BlackRock Municipal Income Trust II
BLE
$478M
$30K 0.01%
1,816
– –
CHTR icon
531
Charter Communications
CHTR
$35.7B
$30K 0.01%
+132
New +$30K
IXC icon
532
iShares Global Energy ETF
IXC
$1.8B
$30K 0.01%
950
– –
JNK icon
533
SPDR Bloomberg High Yield Bond ETF
JNK
$8.1B
$30K 0.01%
285
– –
SAP icon
534
SAP
SAP
$313B
$30K 0.01%
400
+14
+4% +$1.05K
UA icon
535
Under Armour Class C
UA
$2.13B
$30K 0.01%
+841
New +$30K
WM icon
536
Waste Management
WM
$88.6B
$30K 0.01%
467
+200
+75% +$12.8K
QRVO icon
537
Qorvo
QRVO
$8.61B
$29K ﹤0.01%
537
-50
-9% -$2.7K
ROIC
538
DELISTED
Retail Opportunity Investments Corp.
ROIC
$29K ﹤0.01%
1,350
– –
DGRO icon
539
iShares Core Dividend Growth ETF
DGRO
$33.7B
$28K ﹤0.01%
1,040
– –
ERC
540
Allspring Multi-Sector Income Fund
ERC
$268M
$28K ﹤0.01%
2,235
– –
ICE icon
541
Intercontinental Exchange
ICE
$99.8B
$28K ﹤0.01%
550
-215
-28% -$10.9K
MAR icon
542
Marriott International Class A Common Stock
MAR
$71.9B
$28K ﹤0.01%
432
– –
MS icon
543
Morgan Stanley
MS
$236B
$28K ﹤0.01%
1,099
-10
-0.9% -$255
PID icon
544
Invesco International Dividend Achievers ETF
PID
$863M
$28K ﹤0.01%
2,000
– –
SXT icon
545
Sensient Technologies
SXT
$4.79B
$28K ﹤0.01%
400
– –
UTG icon
546
Reaves Utility Income Fund
UTG
$3.34B
$28K ﹤0.01%
892
– –
WGL
547
DELISTED
Wgl Holdings
WGL
$28K ﹤0.01%
400
– –
FBG
548
DELISTED
UBS AG LONDON BRH FISHER ENHANCED BIG CAP GROWTH ETN
FBG
$28K ﹤0.01%
477
– –
SNDS
549
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$28K ﹤0.01%
1,500
– –
DIV icon
550
Global X SuperDividend US ETF
DIV
$657M
$27K ﹤0.01%
1,073
– –
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