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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXMX
526
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$31K 0.01%
2,392
– –
ING icon
527
ING
ING
$102B
$31K 0.01%
3,007
– –
JHML icon
528
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
$31K 0.01%
1,159
+379
+49% +$10.2K
VAW icon
529
Vanguard Materials ETF
VAW
$3.13B
$31K 0.01%
303
– –
BLE
530
DELISTED
BlackRock Municipal Income Trust II
BLE
$30K 0.01%
1,816
– –
CHTR icon
531
Charter Communications
CHTR
$18.2B
$30K 0.01%
+132
New +$28.4K
IXC icon
532
iShares Global Energy ETF
IXC
$2.76B
$30K 0.01%
950
– –
JNK icon
533
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$30K 0.01%
285
– –
SAP icon
534
SAP
SAP
$238B
$30K 0.01%
400
+14
+4% +$1.1K
UA icon
535
Under Armour Class C
UA
$2.53B
$30K 0.01%
+841
New +$31K
WM icon
536
Waste Management
WM
$91B
$30K 0.01%
467
+200
+75% +$12.1K
QRVO icon
537
Qorvo
QRVO
$8.74B
$29K ﹤0.01%
537
-50
-9% -$2.5K
ROIC
538
DELISTED
Retail Opportunity Investments Corp.
ROIC
$29K ﹤0.01%
1,350
– –
DGRO icon
539
iShares Core Dividend Growth ETF
DGRO
$43.5B
$28K ﹤0.01%
1,040
– –
ERC
540
Allspring Multi-Sector Income Fund
ERC
$259M
$28K ﹤0.01%
2,235
– –
ICE icon
541
Intercontinental Exchange
ICE
$84.4B
$28K ﹤0.01%
550
-215
-28% -$10.8K
MAR icon
542
Marriott International
MAR
$92.3B
$28K ﹤0.01%
432
– –
MS icon
543
Morgan Stanley
MS
$340B
$28K ﹤0.01%
1,099
-10
-0.9% -$262
PID icon
544
Invesco International Dividend Achievers ETF
PID
$919M
$28K ﹤0.01%
2,000
– –
SXT icon
545
Sensient Technologies
SXT
$5.53B
$28K ﹤0.01%
400
– –
UTG icon
546
Reaves Utility Income Fund
UTG
$3.61B
$28K ﹤0.01%
892
– –
WGL
547
DELISTED
Wgl Holdings
WGL
$28K ﹤0.01%
400
– –
FBG
548
DELISTED
UBS AG LONDON BRH FISHER ENHANCED BIG CAP GROWTH ETN
FBG
$28K ﹤0.01%
477
– –
SNDS
549
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$28K ﹤0.01%
1,500
– –
DIV icon
550
Global X SuperDividend US ETF
DIV
$783M
$27K ﹤0.01%
1,073
– –
20 21
22
23 24

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.