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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNB icon
501
FNB Corp
FNB
$6.8B
$89K 0.01%
13,257
– –
VRP icon
502
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$89K 0.01%
3,651
– –
CINF icon
503
Cincinnati Financial
CINF
$26.6B
$88K 0.01%
1,131
– –
NKSH icon
504
National Bankshares
NKSH
$269M
$88K 0.01%
3,500
– –
ARCC icon
505
Ares Capital
ARCC
$14.3B
$87K 0.01%
6,254
– –
SNY icon
506
Sanofi
SNY
$104B
$87K 0.01%
1,738
-200
-10% -$10.3K
NTR icon
507
Nutrien
NTR
$32.1B
$86K 0.01%
2,211
-466
-17% -$17K
PGHY icon
508
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$86K 0.01%
4,015
-1
-0% -$22
WEN icon
509
Wendy's
WEN
$1.44B
$86K 0.01%
3,895
+7
+0.2% +$154
ADX icon
510
Adams Diversified Equity Fund
ADX
$3.28B
$85K 0.01%
5,269
– –
RACE icon
511
Ferrari
RACE
$72.1B
$85K 0.01%
465
-21
-4% -$3.91K
ULTA icon
512
Ulta Beauty
ULTA
$23.3B
$85K 0.01%
383
-17
-4% -$3.66K
BAND
513
Bandwidth Inc
BAND
$1.66B
$84K 0.01%
484
-80
-14% -$11.8K
BKNG icon
514
Booking.com
BKNG
$160B
$83K 0.01%
1,225
+175
+17% +$12.3K
HEI icon
515
HEICO Corp
HEI
$51.3B
$83K 0.01%
801
– –
IYK icon
516
iShares US Consumer Staples ETF
IYK
$1.43B
$83K 0.01%
1,665
+6
+0.4% +$286
VBK icon
517
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.7B
$83K 0.01%
387
-1,717
-82% -$363K
OHI icon
518
Omega Healthcare
OHI
$13.8B
$82K 0.01%
2,769
– –
PTON icon
519
Peloton Interactive
PTON
$2.46B
$82K 0.01%
832
-351
-30% -$25.8K
TWTR
520
DELISTED
Twitter, Inc.
TWTR
$82K 0.01%
1,850
+1,208
+188% +$46.4K
COHR icon
521
Coherent
COHR
$64.3B
$81K 0.01%
2,000
– –
FISV
522
Fiserv Inc
FISV
$28B
$81K 0.01%
789
– –
FIVE icon
523
Five Below
FIVE
$13B
$81K 0.01%
642
+59
+10% +$6.71K
SPSB icon
524
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$81K 0.01%
2,588
– –
BN icon
525
Brookfield
BN
$110B
$80K 0.01%
4,555
+20
+0.4% +$357
19 20
21
22 23

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.