CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.69%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.5M
Cap. Flow %
8.18%
Top 10 Hldgs %
45.11%
Holding
1,315
New
70
Increased
327
Reduced
188
Closed
67

Top Buys

1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.7M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.35M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.49M
5
XOM icon
Exxon Mobil
XOM
+$1.98M

Top Sells

1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.16M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$754K
4
BDCL
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
+$553K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$548K

Sector Composition

1 Financials 8.9%
2 Technology 6.09%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ISRG icon
501
Intuitive Surgical
ISRG
$161B
$40K 0.01%
504
– –
SNY icon
502
Sanofi
SNY
$115B
$40K 0.01%
1,064
– –
BNS icon
503
Scotiabank
BNS
$79.4B
$39K 0.01%
750
– –
ECL icon
504
Ecolab
ECL
$76.3B
$39K 0.01%
328
– –
TT icon
505
Trane Technologies
TT
$92.9B
$39K 0.01%
583
+160
+38% +$10.7K
CSC
506
DELISTED
Computer Sciences
CSC
$39K 0.01%
750
– –
BEN icon
507
Franklin Resources
BEN
$12.6B
$38K 0.01%
1,077
– –
DFE icon
508
WisdomTree Europe SmallCap Dividend Fund
DFE
$180M
$38K 0.01%
700
– –
FE icon
509
FirstEnergy
FE
$25B
$38K 0.01%
1,163
– –
FTV icon
510
Fortive
FTV
$16.2B
$38K 0.01%
+908
New +$38K
FXH icon
511
First Trust Health Care AlphaDEX Fund
FXH
$914M
$38K 0.01%
640
+350
+121% +$20.8K
IXJ icon
512
iShares Global Healthcare ETF
IXJ
$3.83B
$38K 0.01%
758
– –
XHR
513
Xenia Hotels & Resorts
XHR
$1.38B
$38K 0.01%
2,527
+552
+28% +$8.3K
XOP icon
514
SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$1.8B
$38K 0.01%
250
– –
RAD
515
DELISTED
Rite Aid Corporation
RAD
$38K 0.01%
253
– –
CDK
516
DELISTED
CDK Global, Inc.
CDK
$38K 0.01%
677
– –
DBA icon
517
Invesco DB Agriculture Fund
DBA
$805M
$37K 0.01%
1,900
– –
ING icon
518
ING
ING
$73B
$37K 0.01%
3,007
– –
DBD
519
DELISTED
Diebold Nixdorf Incorporated
DBD
$37K 0.01%
1,500
– –
DATA
520
DELISTED
Tableau Software, Inc.
DATA
$37K 0.01%
675
-679
-50% -$37.2K
XIV
521
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$37K 0.01%
1,000
+350
+54% +$13K
AIG icon
522
American International
AIG
$43.2B
$36K 0.01%
611
+137
+29% +$8.07K
AYI icon
523
Acuity Brands
AYI
$10.1B
$36K 0.01%
137
– –
DG icon
524
Dollar General
DG
$23.4B
$36K 0.01%
516
-18
-3% -$1.26K
FXL icon
525
First Trust Technology AlphaDEX Fund
FXL
$1.41B
$36K 0.01%
+1,000
New +$36K
19 20
21
22 23