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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNS icon
501
Scotiabank
BNS
$108B
$36K 0.01%
750
-17
-2% -$836
MTD icon
502
Mettler-Toledo International
MTD
$28.6B
$36K 0.01%
100
-100
-50% -$36.5K
BEN icon
503
Franklin Resources
BEN
$17.2B
$35K 0.01%
1,077
– –
CMI icon
504
Cummins
CMI
$88.7B
$35K 0.01%
318
+100
+46% +$11.3K
DFE icon
505
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$35K 0.01%
700
– –
HR icon
506
Healthcare Realty
HR
$6.84B
$35K 0.01%
1,100
– –
HUM icon
507
Humana
HUM
$46.2B
$35K 0.01%
200
– –
REGN icon
508
Regeneron Pharmaceuticals
REGN
$80.8B
$35K 0.01%
102
– –
DHS icon
509
WisdomTree US High Dividend Fund
DHS
$1.58B
$34K 0.01%
510
– –
GVI icon
510
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
$34K 0.01%
+300
New +$33.6K
XOP icon
511
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.51B
$34K 0.01%
250
– –
HEP
512
DELISTED
Holly Energy Partners, L.P.
HEP
$34K 0.01%
1,000
– –
DCP
513
DELISTED
DCP Midstream, LP
DCP
$34K 0.01%
1,000
– –
MORE
514
DELISTED
Monogram Residential Trust, Inc.
MORE
$34K 0.01%
3,352
– –
AYI icon
515
Acuity Brands
AYI
$10.8B
$33K 0.01%
137
– –
XHR
516
Xenia Hotels & Resorts
XHR
$1.79B
$33K 0.01%
1,975
– –
AFSI
517
DELISTED
AmTrust Financial Services, Inc.
AFSI
$33K 0.01%
1,368
– –
STH
518
DELISTED
SABRIENT STEALTH PRT CLAYMORE EXCH TRD FD
STH
$33K 0.01%
1,338
-2,233
-63% -$55.1K
CP icon
519
Canadian Pacific Kansas City
CP
$80.5B
$32K 0.01%
1,250
– –
EBAY icon
520
eBay
EBAY
$49.7B
$32K 0.01%
1,381
-18
-1% -$434
FAF icon
521
First American
FAF
$7.58B
$32K 0.01%
800
– –
TCRT icon
522
Alaunos Therapeutics
TCRT
$4.86M
$32K 0.01%
40
– –
TECH icon
523
Bio-Techne
TECH
$11.3B
$32K 0.01%
1,140
– –
BCR
524
DELISTED
CR Bard Inc.
BCR
$32K 0.01%
137
+100
+270% +$21.7K
AEO icon
525
American Eagle Outfitters
AEO
$3.01B
$31K 0.01%
2,000
– –
19 20
21
22 23

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TU
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NFG
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6M
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RFA
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CCT
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C
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CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.