CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
273
Reduced
187
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BNS icon
501
Scotiabank
BNS
$78.8B
$36K 0.01%
750
-17
-2% -$816
MTD icon
502
Mettler-Toledo International
MTD
$26.9B
$36K 0.01%
100
-100
-50% -$36K
BEN icon
503
Franklin Resources
BEN
$13B
$35K 0.01%
1,077
– –
CMI icon
504
Cummins
CMI
$55.1B
$35K 0.01%
318
+100
+46% +$11K
DFE icon
505
WisdomTree Europe SmallCap Dividend Fund
DFE
$179M
$35K 0.01%
700
– –
HR icon
506
Healthcare Realty
HR
$6.35B
$35K 0.01%
1,100
– –
HUM icon
507
Humana
HUM
$37B
$35K 0.01%
200
– –
REGN icon
508
Regeneron Pharmaceuticals
REGN
$60.8B
$35K 0.01%
102
– –
DHS icon
509
WisdomTree US High Dividend Fund
DHS
$1.29B
$34K 0.01%
510
– –
GVI icon
510
iShares Intermediate Government/Credit Bond ETF
GVI
$3.55B
$34K 0.01%
+300
New +$34K
XOP icon
511
SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$1.85B
$34K 0.01%
250
– –
HEP
512
DELISTED
Holly Energy Partners, L.P.
HEP
$34K 0.01%
1,000
– –
DCP
513
DELISTED
DCP Midstream, LP
DCP
$34K 0.01%
1,000
– –
MORE
514
DELISTED
Monogram Residential Trust, Inc.
MORE
$34K 0.01%
3,352
– –
AYI icon
515
Acuity Brands
AYI
$10.4B
$33K 0.01%
137
– –
XHR
516
Xenia Hotels & Resorts
XHR
$1.38B
$33K 0.01%
1,975
– –
AFSI
517
DELISTED
AmTrust Financial Services, Inc.
AFSI
$33K 0.01%
1,368
– –
STH
518
DELISTED
SABRIENT STEALTH PRT CLAYMORE EXCH TRD FD
STH
$33K 0.01%
1,338
-2,233
-63% -$55.1K
CP icon
519
Canadian Pacific Kansas City
CP
$70.3B
$32K 0.01%
1,250
– –
EBAY icon
520
eBay
EBAY
$42.3B
$32K 0.01%
1,381
-18
-1% -$417
FAF icon
521
First American
FAF
$6.83B
$32K 0.01%
800
– –
TCRT icon
522
Alaunos Therapeutics
TCRT
$4.27M
$32K 0.01%
40
– –
TECH icon
523
Bio-Techne
TECH
$8.46B
$32K 0.01%
1,140
– –
BCR
524
DELISTED
CR Bard Inc.
BCR
$32K 0.01%
137
+100
+270% +$23.4K
AEO icon
525
American Eagle Outfitters
AEO
$3.26B
$31K 0.01%
2,000
– –
19 20
21
22 23