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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXJ icon
476
iShares Global Healthcare ETF
IXJ
$4.23B
$104K 0.01%
1,460
– –
FVD icon
477
First Trust Value Line Dividend Fund
FVD
$8.36B
$103K 0.01%
3,290
-1,168
-26% -$37K
STZ icon
478
Constellation Brands
STZ
$22.9B
$103K 0.01%
547
-263
-32% -$48K
TT icon
479
Trane Technologies
TT
$106B
$103K 0.01%
853
-201
-19% -$22.6K
NTAP icon
480
NetApp
NTAP
$38.9B
$102K 0.01%
2,331
+200
+9% +$8.72K
TWLO icon
481
Twilio
TWLO
$39.3B
$102K 0.01%
413
+298
+259% +$73.5K
POOL icon
482
Pool Corp
POOL
$7.32B
$101K 0.01%
304
+24
+9% +$7.42K
VRTX icon
483
Vertex Pharmaceuticals
VRTX
$134B
$99K 0.01%
366
-64
-15% -$17.7K
XYLD icon
484
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$99K 0.01%
2,222
-305
-12% -$13.5K
TAIL icon
485
Cambria Tail Risk ETF
TAIL
$146M
$98K 0.01%
4,546
-2,916
-39% -$63.7K
DLN icon
486
WisdomTree US LargeCap Dividend Fund
DLN
$6.4B
$97K 0.01%
2,000
– –
GS icon
487
Goldman Sachs
GS
$301B
$97K 0.01%
484
-508
-51% -$103K
KWEB icon
488
KraneShares CSI China Internet ETF
KWEB
$5.56B
$97K 0.01%
1,429
– –
STIP icon
489
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$97K 0.01%
938
+149
+19% +$15.4K
VEA icon
490
Vanguard FTSE Developed Markets ETF
VEA
$236B
$97K 0.01%
2,395
+139
+6% +$5.7K
B
491
Barrick Mining
B
$67.2B
$94K 0.01%
3,367
+2,110
+168% +$60.1K
DPZ icon
492
Domino's
DPZ
$11.8B
$93K 0.01%
220
+189
+610% +$75.3K
IMCB icon
493
iShares Morningstar Mid-Cap ETF
IMCB
$1.71B
$93K 0.01%
1,860
-560
-23% -$27.7K
VOE icon
494
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.4B
$93K 0.01%
927
+36
+4% +$3.65K
DNL icon
495
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$503M
$92K 0.01%
2,764
+596
+27% +$19.8K
PDN icon
496
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$365M
$91K 0.01%
3,065
– –
BAB icon
497
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$90K 0.01%
2,700
– –
SLB icon
498
SLB Ltd
SLB
$79.7B
$90K 0.01%
5,845
+100
+2% +$1.86K
VT icon
499
Vanguard Total World Stock ETF
VT
$81.1B
$90K 0.01%
1,125
– –
CPTAG
500
DELISTED
Capitala Finance Corp. 5.75% Convertible Notes Due 2022
CPTAG
$90K 0.01%
4,000
– –
18 19
20
21 22

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.