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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXC icon
476
BlueLinx
BXC
$706M
$56K 0.01%
1,500
– –
FISV
477
Fiserv Inc
FISV
$27.9B
$56K 0.01%
756
+94
+14% +$6.83K
IJT icon
478
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$56K 0.01%
+600
New +$55.1K
DOC icon
479
Healthpeak Properties
DOC
$14.8B
$55K 0.01%
2,146
– –
HEFA icon
480
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.76B
$55K 0.01%
+1,875
New +$55.9K
NLY icon
481
Annaly Capital Management
NLY
$17.4B
$55K 0.01%
1,344
-500
-27% -$20.8K
CB icon
482
Chubb
CB
$135B
$54K 0.01%
431
-30
-7% -$3.99K
CC icon
483
Chemours
CC
$2.37B
$54K 0.01%
1,227
+8
+0.7% +$398
PEBK icon
484
Peoples Bancorp of North Carolina
PEBK
$229M
$54K 0.01%
1,698
– –
APH icon
485
Amphenol
APH
$209B
$53K 0.01%
2,440
+600
+33% +$13.1K
BMI icon
486
Badger Meter
BMI
$4.03B
$53K 0.01%
1,200
– –
ICLR icon
487
Icon
ICLR
$12.7B
$53K 0.01%
401
– –
PLPC icon
488
Preformed Line Products
PLPC
$2.28B
$53K 0.01%
600
-100
-14% -$7.42K
RDOG icon
489
ALPS REIT Dividend Dogs ETF
RDOG
$11.3M
$53K 0.01%
1,207
+2
+0.2% +$87
AVA icon
490
Avista
AVA
$3.24B
$52K 0.01%
1,000
– –
FE icon
491
FirstEnergy
FE
$27.5B
$52K 0.01%
1,473
– –
FULT icon
492
Fulton Financial
FULT
$4.64B
$52K 0.01%
3,166
– –
WBA
493
DELISTED
Walgreens Boots Alliance
WBA
$52K 0.01%
878
-239
-21% -$15.4K
BGC icon
494
BGC Group
BGC
$4.89B
$51K 0.01%
7,078
+21
+0.3% +$168
HYG icon
495
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$51K 0.01%
605
+38
+7% +$3.25K
INDA icon
496
iShares MSCI India ETF
INDA
$6.63B
$51K 0.01%
1,560
+1,460
+1,460% +$49.5K
HSBC.PRA
497
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$51K 0.01%
1,945
– –
YORW icon
498
York Water
YORW
$514M
$50K 0.01%
1,575
– –
BMS
499
DELISTED
Bemis
BMS
$50K 0.01%
1,200
– –
FNCL icon
500
Fidelity MSCI Financials Index ETF
FNCL
$2.4B
$49K 0.01%
+1,260
New +$51.1K
18 19
20
21 22

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.