CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.69%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.5M
Cap. Flow %
8.18%
Top 10 Hldgs %
45.11%
Holding
1,315
New
70
Increased
327
Reduced
188
Closed
67

Top Buys

1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.7M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.35M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.49M
5
XOM icon
Exxon Mobil
XOM
+$1.98M

Top Sells

1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.16M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$754K
4
BDCL
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
+$553K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$548K

Sector Composition

1 Financials 8.9%
2 Technology 6.09%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FBNC icon
476
First Bancorp
FBNC
$2.27B
$45K 0.01%
2,291
– –
FTC icon
477
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.25B
$45K 0.01%
895
– –
HYLS icon
478
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.68B
$45K 0.01%
+942
New +$45K
WTRE icon
479
WisdomTree New Economy Real Estate Fund
WTRE
$14.8M
$45K 0.01%
1,567
– –
YDKN
480
DELISTED
Yadkin Financial Corporation
YDKN
$45K 0.01%
1,734
-780
-31% -$20.2K
KNL
481
DELISTED
Knoll, Inc.
KNL
$45K 0.01%
2,000
– –
DLR icon
482
Digital Realty Trust
DLR
$59.3B
$44K 0.01%
457
– –
QUAL icon
483
iShares MSCI USA Quality Factor ETF
QUAL
$54.6B
$44K 0.01%
666
+361
+118% +$23.9K
WM icon
484
Waste Management
WM
$87.7B
$44K 0.01%
696
+229
+49% +$14.5K
BGC icon
485
BGC Group
BGC
$4.76B
$43K 0.01%
7,679
+38
+0.5% +$213
IP icon
486
International Paper
IP
$24.5B
$43K 0.01%
953
-1
-0.1% -$45
LMT icon
487
Lockheed Martin
LMT
$108B
$43K 0.01%
181
-118
-39% -$28K
SPG icon
488
Simon Property Group
SPG
$58.5B
$43K 0.01%
210
– –
OAK
489
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$42K 0.01%
+1,000
New +$42K
JPS
490
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$42K 0.01%
4,382
+2,051
+88% +$19.7K
MORL
491
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
$42K 0.01%
2,680
-6,820
-72% -$107K
AVA icon
492
Avista
AVA
$2.94B
$41K 0.01%
1,000
– –
CME icon
493
CME Group
CME
$93.7B
$41K 0.01%
400
+313
+360% +$32.1K
EPI icon
494
WisdomTree India Earnings Fund ETF
EPI
$2.93B
$41K 0.01%
1,922
– –
MTD icon
495
Mettler-Toledo International
MTD
$25.8B
$41K 0.01%
100
– –
PKB icon
496
Invesco Building & Construction ETF
PKB
$328M
$41K 0.01%
1,600
– –
REGN icon
497
Regeneron Pharmaceuticals
REGN
$58.9B
$41K 0.01%
102
– –
SU icon
498
Suncor Energy
SU
$51.3B
$41K 0.01%
1,502
+45
+3% +$1.23K
BT
499
DELISTED
BT Group plc (ADR)
BT
$40K 0.01%
1,600
– –
LGF
500
DELISTED
Lions Gate Entertainment
LGF
$40K 0.01%
2,022
– –
18 19
20
21 22