CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
273
Reduced
187
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BGC icon
476
BGC Group
BGC
$4.71B
$42K 0.01%
7,641
+34
+0.4% +$187
PFG icon
477
Principal Financial Group
PFG
$17.8B
$42K 0.01%
1,039
– –
WTRE icon
478
WisdomTree New Economy Real Estate Fund
WTRE
$14.1M
$42K 0.01%
1,567
– –
DBA icon
479
Invesco DB Agriculture Fund
DBA
$804M
$41K 0.01%
1,900
– –
PKB icon
480
Invesco Building & Construction ETF
PKB
$291M
$41K 0.01%
1,600
– –
CTSH icon
481
Cognizant
CTSH
$35.1B
$40K 0.01%
702
– –
DVN icon
482
Devon Energy
DVN
$22.1B
$40K 0.01%
1,121
– –
FBNC icon
483
First Bancorp
FBNC
$2.3B
$40K 0.01%
2,291
– –
FE icon
484
FirstEnergy
FE
$25.1B
$40K 0.01%
1,163
– –
KEY icon
485
KeyCorp
KEY
$20.8B
$40K 0.01%
3,710
– –
SU icon
486
Suncor Energy
SU
$48.5B
$40K 0.01%
1,457
+157
+12% +$4.31K
LGF
487
DELISTED
Lions Gate Entertainment
LGF
$40K 0.01%
2,022
– –
FPE icon
488
First Trust Preferred Securities and Income ETF
FPE
$6.13B
$39K 0.01%
+2,100
New +$39K
TYC
489
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$39K 0.01%
888
– –
ECL icon
490
Ecolab
ECL
$77.6B
$38K 0.01%
328
-38
-10% -$4.4K
EPI icon
491
WisdomTree India Earnings Fund ETF
EPI
$2.89B
$38K 0.01%
1,922
+400
+26% +$7.91K
EQR icon
492
Equity Residential
EQR
$25.5B
$38K 0.01%
556
– –
IP icon
493
International Paper
IP
$25.7B
$38K 0.01%
954
-195
-17% -$7.77K
IXJ icon
494
iShares Global Healthcare ETF
IXJ
$3.85B
$38K 0.01%
758
+128
+20% +$6.42K
BLK icon
495
Blackrock
BLK
$170B
$37K 0.01%
110
-10
-8% -$3.36K
ISRG icon
496
Intuitive Surgical
ISRG
$167B
$37K 0.01%
504
– –
RAD
497
DELISTED
Rite Aid Corporation
RAD
$37K 0.01%
253
– –
DBD
498
DELISTED
Diebold Nixdorf Incorporated
DBD
$37K 0.01%
1,500
– –
CDK
499
DELISTED
CDK Global, Inc.
CDK
$37K 0.01%
677
+33
+5% +$1.8K
CSC
500
DELISTED
Computer Sciences
CSC
$37K 0.01%
750
– –
18 19
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