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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGC icon
476
BGC Group
BGC
$4.89B
$42K 0.01%
7,641
+34
+0.4% +$197
PFG icon
477
Principal Financial Group
PFG
$24.3B
$42K 0.01%
1,039
– –
WTRE icon
478
WisdomTree New Economy Real Estate Fund
WTRE
$15.8M
$42K 0.01%
1,567
– –
DBA icon
479
Invesco DB Agriculture Fund
DBA
$1.23B
$41K 0.01%
1,900
– –
PKB icon
480
Invesco Building & Construction ETF
PKB
$453M
$41K 0.01%
1,600
– –
CTSH icon
481
Cognizant
CTSH
$26B
$40K 0.01%
702
– –
DVN icon
482
Devon Energy
DVN
$47.3B
$40K 0.01%
1,121
– –
FBNC icon
483
First Bancorp
FBNC
$2.68B
$40K 0.01%
2,291
– –
FE icon
484
FirstEnergy
FE
$27.5B
$40K 0.01%
1,163
– –
KEY icon
485
KeyCorp
KEY
$24.4B
$40K 0.01%
3,710
– –
SU icon
486
Suncor Energy
SU
$70.3B
$40K 0.01%
1,457
+157
+12% +$4.3K
LGF
487
DELISTED
Lions Gate Entertainment
LGF
$40K 0.01%
2,022
– –
FPE icon
488
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$39K 0.01%
+2,100
New +$39.8K
TYC
489
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$39K 0.01%
888
– –
ECL icon
490
Ecolab
ECL
$79.9B
$38K 0.01%
328
-38
-10% -$4.43K
EPI icon
491
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$38K 0.01%
1,922
+400
+26% +$7.83K
EQR icon
492
Equity Residential
EQR
$25.1B
$38K 0.01%
556
– –
IP icon
493
International Paper
IP
$22B
$38K 0.01%
954
-195
-17% -$7.75K
IXJ icon
494
iShares Global Healthcare ETF
IXJ
$4.18B
$38K 0.01%
758
+128
+20% +$6.38K
BLK icon
495
Blackrock
BLK
$176B
$37K 0.01%
110
-10
-8% -$3.51K
ISRG icon
496
Intuitive Surgical
ISRG
$134B
$37K 0.01%
504
– –
RAD
497
DELISTED
Rite Aid Corporation
RAD
$37K 0.01%
253
– –
DBD
498
DELISTED
Diebold Nixdorf Incorporated
DBD
$37K 0.01%
1,500
– –
CDK
499
DELISTED
CDK Global, Inc.
CDK
$37K 0.01%
677
+33
+5% +$1.71K
CSC
500
DELISTED
Computer Sciences
CSC
$37K 0.01%
750
– –
18 19
20
21 22

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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.