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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.82%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$305M
AUM Growth
+$23.5M
Cap. Flow
-$13.5M
Cap. Flow %
-4.43%
Top 10 Hldgs %
40.12%
Holding
1,104
New
165
Increased
242
Reduced
76
Closed
181

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.76M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.32M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.37M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.03M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2M

Top Sells

Rank Stock Value
1
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$31.7M
2
BAC.PRE icon
Bank of America Depository Shares Series E
BAC.PRE
+$2.62M
3
GS.PRA icon
Goldman Sachs Group Inc Depositary Shares
GS.PRA
+$1.99M
4
HRL icon
Hormel Foods
HRL
+$1.46M
5
MS.PRA icon
Morgan Stanley Series A Preferred Stock
MS.PRA
+$1.27M

Sector Composition

Rank Sector Weight
1 Financials 12.17%
2 Technology 9.66%
3 Energy 9.29%
4 Healthcare 6.5%
5 Industrials 5.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRCM
476
DELISTED
BROADCOM CORP CL-A
BRCM
$14K ﹤0.01%
447
-58
-11% -$1.75K
PETM
477
DELISTED
PETSMART INC
PETM
$14K ﹤0.01%
200
– –
SWY
478
DELISTED
SAFEWAY INC
SWY
$14K ﹤0.01%
430
+419
+3,809% +$13K
UN
479
DELISTED
Unilever NV New York Registry Shares
UN
$14K ﹤0.01%
329
+17
+5% +$661
AYI icon
480
Acuity Brands
AYI
$10.8B
$13K ﹤0.01%
100
– –
CCEP icon
481
Coca-Cola Europacific Partners
CCEP
$47.9B
$13K ﹤0.01%
+274
New +$12.5K
COKE icon
482
Coca-Cola Consolidated
COKE
$12.8B
$13K ﹤0.01%
1,510
-5,000
-77% -$38.3K
ELV icon
483
Elevance Health
ELV
$85.5B
$13K ﹤0.01%
134
+94
+235% +$8.5K
HALO icon
484
Halozyme
HALO
$12.2B
$13K ﹤0.01%
1,000
– –
IXN icon
485
iShares Global Tech ETF
IXN
$9.26B
$13K ﹤0.01%
900
– –
IYR icon
486
iShares US Real Estate ETF
IYR
$4.57B
$13K ﹤0.01%
+190
New +$12.6K
MRC
487
DELISTED
MRC Global
MRC
$13K ﹤0.01%
500
– –
NOV icon
488
NOV
NOV
$7B
$13K ﹤0.01%
183
– –
NWS icon
489
News Corp Class B
NWS
$17.5B
$13K ﹤0.01%
+775
New +$13.2K
OHI icon
490
Omega Healthcare
OHI
$14.7B
$13K ﹤0.01%
+393
New +$12.5K
RGLD icon
491
Royal Gold
RGLD
$19.5B
$13K ﹤0.01%
+210
New +$12.9K
SAN icon
492
Banco Santander
SAN
$210B
$13K ﹤0.01%
1,494
+33
+2% +$270
TRV icon
493
Travelers Companies
TRV
$80.2B
$13K ﹤0.01%
153
+29
+23% +$2.44K
WEC icon
494
WEC Energy
WEC
$35.1B
$13K ﹤0.01%
+285
New +$12.3K
EXL
495
DELISTED
EXCEL TRUST , INC COM STK
EXL
$13K ﹤0.01%
+1,000
New +$12K
HR
496
DELISTED
Healthcare Realty Trust Incorporated
HR
$13K ﹤0.01%
+550
New +$12.6K
CB icon
497
Chubb
CB
$135B
$12K ﹤0.01%
125
+59
+89% +$5.72K
DJP icon
498
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$794M
$12K ﹤0.01%
314
– –
FLS icon
499
Flowserve
FLS
$10.2B
$12K ﹤0.01%
150
– –
FXA icon
500
Invesco CurrencyShares Australian Dollar Trust
FXA
$98M
$12K ﹤0.01%
+125
New +$11.2K
18 19
20
21 22

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NFG
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6M
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RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q1 2014 Portfolio in Review

As of Q1 2014, Carroll Financial Associates held 1,104 positions worth $305M, up 8.3% from $281M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates withdrew a net $13.5M in Q1 2014, closing 181 positions and reducing 76 holdings. Its most notable exit was Bank of America Depository Shares Series E, an estimated $2.62M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 13% a quarter earlier, followed by Technology and Energy.

Against the trend, Carroll Financial Associates opened a new position in Vanguard FTSE All-World ex-US ETF worth $1.28M.

  • Carroll Financial Associates's largest Q1 2014 buy was Vanguard FTSE All-World ex-US ETF: 25,507 shares worth $1.28M.
  • Carroll Financial Associates added most to Vanguard Dividend Appreciation ETF in Q1 2014, an estimated $3.76M increase.
  • Carroll Financial Associates's biggest Q1 2014 reduction was KINDER MORGAN MANAGEMENT LLC, cutting an estimated $31.7M.
  • Carroll Financial Associates fully exited Bank of America Depository Shares Series E in Q1 2014, selling an estimated $2.62M.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $305M portfolio in Q1 2014.
  • Carroll Financial Associates opened 165 new positions and closed 181 in Q1 2014.
  • Carroll Financial Associates's portfolio value rose 8.3% quarter-over-quarter to $305M.

Based on Carroll Financial Associates's 13F filing for Q1 2014, filed 2 May 2014.