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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IOO icon
26
iShares Global 100 ETF
IOO
$9.5B
$7.35M 0.57%
130,565
+443
+0.3% +$25K
GSLC icon
27
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
$6.96M 0.54%
102,226
+7,846
+8% +$527K
RSP icon
28
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$6.9M 0.53%
63,813
-15,512
-20% -$1.67M
AGGY icon
29
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
$6.74M 0.52%
125,163
+12,014
+11% +$651K
PJUL icon
30
Innovator US Equity Power Buffer ETF July
PJUL
$1.29B
$6.55M 0.51%
236,721
+41,334
+21% +$1.14M
AMZN icon
31
Amazon
AMZN
$2.96T
$6.49M 0.5%
41,240
-1,620
-4% -$255K
PSEP icon
32
Innovator US Equity Power Buffer ETF September
PSEP
$841M
$6.17M 0.48%
234,668
+207,718
+771% +$5.47M
DGRO icon
33
iShares Core Dividend Growth ETF
DGRO
$43.6B
$6.08M 0.47%
152,747
-1,876
-1% -$74.5K
PG icon
34
Procter & Gamble
PG
$339B
$5.87M 0.45%
42,243
-995
-2% -$132K
IJR icon
35
iShares Core S&P Small-Cap ETF
IJR
$112B
$5.73M 0.44%
81,618
+1,083
+1% +$77.6K
VUG icon
36
Vanguard Morningstar Growth ETF
VUG
$230B
$5.66M 0.44%
149,292
+31,524
+27% +$1.16M
PFE icon
37
Pfizer
PFE
$153B
$5.5M 0.42%
157,825
-5,511
-3% -$193K
JPM icon
38
JPMorgan Chase
JPM
$950B
$5.48M 0.42%
56,904
-6,139
-10% -$603K
AGZD icon
39
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$135M
$5.45M 0.42%
232,844
+22,768
+11% +$536K
ISTB icon
40
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$5.35M 0.41%
103,811
+18,267
+21% +$942K
XOM icon
41
ExxonMobil
XOM
$634B
$5.3M 0.41%
154,328
-4,630
-3% -$189K
VIGI icon
42
Vanguard International Dividend Appreciation ETF
VIGI
$9.31B
$5.25M 0.41%
72,943
+803
+1% +$57.3K
GSEW icon
43
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$2.04B
$5.2M 0.4%
104,540
-1,108
-1% -$54.6K
QQQ icon
44
Invesco QQQ Trust
QQQ
$481B
$4.89M 0.38%
17,605
+61
+0.3% +$16.5K
SCHX icon
45
Schwab US Large- Cap ETF
SCHX
$74.6B
$4.72M 0.36%
351,420
+11,658
+3% +$155K
AXP icon
46
American Express
AXP
$230B
$4.69M 0.36%
46,758
-215
-0.5% -$21.2K
EJUL icon
47
Innovator Emerging Markets Power Buffer ETF July
EJUL
$187M
$4.6M 0.36%
+181,830
New +$4.59M
BAC icon
48
Bank of America
BAC
$442B
$4.24M 0.33%
175,904
+5,108
+3% +$127K
IVW icon
49
iShares S&P 500 Growth ETF
IVW
$77.6B
$4.2M 0.32%
72,668
-2,576
-3% -$146K
ITOT icon
50
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$4.07M 0.31%
53,848
+4,605
+9% +$344K
1
2
3 4 5

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.