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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
(+2.9%)
Cap. Flow
+$9.81M
Cap. Flow
% of AUM
1.05%
Top 10 Holdings %
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
KLDW
Knowledge Leaders Developed World ETF
KLDW
|
+$3.29M |
| 2 |
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
|
+$2.51M |
| 3 |
Cohen & Steers REIT and Preferred and Income Fund
RNP
|
+$2.12M |
| 4 |
ARK Innovation ETF
ARKK
|
+$2M |
| 5 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$1.88M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$5.43M |
| 2 |
BNY
Bank of New York Mellon
BNY
|
+$882K |
| 3 |
Barings BDC
BBDC
|
+$666K |
| 4 |
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
|
+$629K |
| 5 |
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
|
+$582K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.82% |
| 2 | Technology | 5.44% |
| 3 | Healthcare | 3.4% |
| 4 | Energy | 3.39% |
| 5 | Industrials | 2.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $6.04M | 0.64% |
77,353
-6,244
| -7% | -$488K |
|
27
RTX Corp
RTX
$294B
| $5.83M | 0.62% |
74,047
-137
| -0.2% | -$10.7K |
|
28
iShares Global 100 ETF
IOO
$9.19B
| $5.56M | 0.59% |
121,248
+202
| +0.2% | +$9.4K |
|
|
29
ARK Innovation ETF
ARKK
$6.09B
| $4.86M | 0.52% |
108,091
+46,954
| +77% | +$2M |
|
30
iShares Core S&P Mid-Cap ETF
IJH
$126B
| $4.85M | 0.52% |
124,615
+1,945
| +2% | +$75.1K |
|
31
DuPont de Nemours
DD
$19.3B
| $4.84M | 0.52% |
29,020
-1,932
| -6% | -$323K |
|
32
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.87B
| $4.8M | 0.51% |
172,445
+5,145
| +3% | +$139K |
|
33
Lowe's Companies
LOW
$122B
| $4.65M | 0.5% |
48,618
-667
| -1% | -$60.4K |
|
34
American Express
AXP
$234B
| $4.63M | 0.49% |
47,261
+250
| +0.5% | +$24.6K |
|
35
IQ ARB Merger Arbitrage ETF
MNA
$253M
| $4.62M | 0.49% |
150,552
+13,568
| +10% | +$416K |
|
|
USFR
36
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
| $4.51M | 0.48% |
179,749
+100,151
| +126% | +$2.51M |
|
37
Enbridge
ENB
$117B
| $4.14M | 0.44% |
115,998
-3,379
| -3% | -$107K |
|
|
BNY
38
Bank of New York Mellon
BNY
$106B
| $4.08M | 0.44% |
75,750
-15,989
| -17% | -$882K |
|
39
Bank of America
BAC
$440B
| $3.97M | 0.42% |
140,923
+2,757
| +2% | +$82.3K |
|
|
40
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$362M
| $3.51M | 0.37% |
106,079
-16,910
| -14% | -$582K |
|
41
Global X Renewable Energy Producers ETF
RNRG
$26.1M
| $3.51M | 0.37% |
100,521
-1,360
| -1% | -$48K |
|
42
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.13B
| $3.35M | 0.36% |
136,926
+4,245
| +3% | +$102K |
|
43
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$429M
| $3.22M | 0.34% |
133,151
+6,466
| +5% | +$166K |
|
44
Live Oak Bancshares
LOB
$2.02B
| $3.21M | 0.34% |
104,795
-3,420
| -3% | -$100K |
|
|
45
Cohen & Steers REIT and Preferred and Income Fund
RNP
$984M
| $3.17M | 0.34% |
163,106
+113,006
| +226% | +$2.12M |
|
46
Procter & Gamble
PG
$345B
| $3.07M | 0.33% |
39,389
-2,147
| -5% | -$162K |
|
47
Wells Fargo
WFC
$267B
| $3.07M | 0.33% |
55,323
-4,973
| -8% | -$266K |
|
48
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$136M
| $2.99M | 0.32% |
125,250
+5,654
| +5% | +$136K |
|
49
Chevron
CVX
$379B
| $2.75M | 0.29% |
21,749
-718
| -3% | -$89.1K |
|
50
Walt Disney
DIS
$170B
| $2.7M | 0.29% |
25,791
-718
| -3% | -$73.4K |
|
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Carroll Financial Associates's Q2 2018 Portfolio in Review
As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.
Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.
By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.
- Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
- Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
- Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
- Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
- Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
- Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
- Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.
Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.