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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+2.69%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$68.1M
(+11%)
Cap. Flow
+$54.3M
Cap. Flow
% of AUM
8.15%
Top 10 Holdings %
Top 10 Hldgs %
45.11%
Holding
1,312
New
70
Increased
327
Reduced
188
Closed
67
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
KLDW
Knowledge Leaders Developed World ETF
KLDW
|
+$16.4M |
| 2 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$11.6M |
| 3 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$3.36M |
| 4 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$2.45M |
| 5 |
ExxonMobil
XOM
|
+$2.01M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
|
+$2.12M |
| 2 |
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
|
+$945K |
| 3 |
WisdomTree
WT
|
+$765K |
| 4 |
BDCL
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
|
+$535K |
| 5 |
Global X MLP & Energy Infrastructure ETF
MLPX
|
+$516K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.9% |
| 2 | Technology | 6.08% |
| 3 | Energy | 4.49% |
| 4 | Healthcare | 4.43% |
| 5 | Consumer Staples | 4.15% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $4.8M | 0.72% |
59,573
+9,014
| +18% | +$727K |
|
27
Pfizer
PFE
$146B
| $4.78M | 0.72% |
148,597
+13,017
| +10% | +$435K |
|
|
BNY
28
Bank of New York Mellon
BNY
$108B
| $4.69M | 0.7% |
117,718
-1,235
| -1% | -$49.3K |
|
29
Coca-Cola
KO
$373B
| $4.65M | 0.7% |
109,987
+3,454
| +3% | +$151K |
|
30
iShares Global 100 ETF
IOO
$9.21B
| $4.54M | 0.68% |
121,186
+3,960
| +3% | +$147K |
|
31
JPMorgan Diversified Return International Equity ETF
JPIN
$372M
| $4.47M | 0.67% |
85,386
+17,024
| +25% | +$871K |
|
32
Procter & Gamble
PG
$341B
| $4.23M | 0.63% |
47,116
+4,654
| +11% | +$404K |
|
33
iShares Core S&P 500 ETF
IVV
$901B
| $4.19M | 0.63% |
19,253
+2,633
| +16% | +$573K |
|
34
Lowe's Companies
LOW
$123B
| $4.08M | 0.61% |
56,516
+2,048
| +4% | +$159K |
|
35
Schwab Fundamental US Large Company Index ETF
FNDX
$27.2B
| $3.6M | 0.54% |
347,304
+99,894
| +40% | +$1.03M |
|
|
SE
36
DELISTED
Spectra Energy Corp Wi
SE
| $3.57M | 0.54% |
83,485
+4,621
| +6% | +$176K |
|
37
Philip Morris
PM
$295B
| $3.18M | 0.48% |
32,706
+2,768
| +9% | +$277K |
|
38
Invesco BuyBack Achievers ETF
PKW
$1.77B
| $3M | 0.45% |
63,291
-7,263
| -10% | -$342K |
|
39
Wells Fargo
WFC
$270B
| $3M | 0.45% |
67,773
-1,293
| -2% | -$61.9K |
|
40
PepsiCo
PEP
$189B
| $2.92M | 0.44% |
26,900
-187
| -0.7% | -$20.1K |
|
41
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
| $2.78M | 0.42% |
67,098
+21,558
| +47% | +$912K |
|
42
Walt Disney
DIS
$176B
| $2.75M | 0.41% |
29,573
+282
| +1% | +$27K |
|
43
IQ ARB Merger Arbitrage ETF
MNA
$253M
| $2.69M | 0.4% |
91,963
+1,537
| +2% | +$44K |
|
|
44
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$782M
| $2.64M | 0.4% |
102,486
-83,675
| -45% | -$2.12M |
|
45
Live Oak Bancshares
LOB
$2.03B
| $2.59M | 0.39% |
179,830
+48,490
| +37% | +$678K |
|
46
Chevron
CVX
$372B
| $2.57M | 0.39% |
24,974
-3,825
| -13% | -$391K |
|
47
Applied Materials
AMAT
$430B
| $2.55M | 0.38% |
84,659
-124
| -0.1% | -$3.46K |
|
48
Bank of America
BAC
$444B
| $2.53M | 0.38% |
161,418
+10,901
| +7% | +$162K |
|
|
PNY
49
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
| $2.34M | 0.35% |
38,983
+700
| +2% | +$42K |
|
50
AT&T
T
$157B
| $2.28M | 0.34% |
74,321
-1,355
| -2% | -$42.8K |
|
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Carroll Financial Associates's Q3 2016 Portfolio in Review
As of Q3 2016, Carroll Financial Associates held 1,312 positions worth $666M, up 11% from $598M the previous quarter. Its ten largest holdings account for 45% of the portfolio.
Carroll Financial Associates deployed $54.3M of net new capital in Q3 2016, opening 70 new positions and adding to 327 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 1,252 shares worth $150K.
By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.3% a quarter earlier, followed by Technology and Energy.
On the sell side, the largest reduction was Xtrackers MSCI Europe Hedged Equity ETF, an estimated $2.12M trimmed.
- Carroll Financial Associates's largest Q3 2016 buy was iShares Russell 1000 ETF: 1,252 shares worth $150K.
- Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q3 2016, an estimated $16.4M increase.
- Carroll Financial Associates's biggest Q3 2016 reduction was Xtrackers MSCI Europe Hedged Equity ETF, cutting an estimated $2.12M.
- Carroll Financial Associates fully exited UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN in Q3 2016, selling an estimated $945K.
- Carroll Financial Associates's ten largest holdings make up 45% of its $666M portfolio in Q3 2016.
- Carroll Financial Associates opened 70 new positions and closed 67 in Q3 2016.
- Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $666M.
Based on Carroll Financial Associates's 13F filing for Q3 2016, filed 11 Oct 2016.