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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
(+11%)
Cap. Flow
+$43.1M
Cap. Flow
% of AUM
7.2%
Top 10 Holdings %
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$11.8M |
| 2 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$11.4M |
| 3 |
KLDW
Knowledge Leaders Developed World ETF
KLDW
|
+$6.35M |
| 4 |
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
|
+$5M |
| 5 |
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
|
+$2.91M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$5.79M |
| 2 |
GE Aerospace
GE
|
+$1.61M |
| 3 |
Kinder Morgan
KMI
|
+$1.27M |
| 4 |
PACW
PacWest Bancorp
PACW
|
+$702K |
| 5 |
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
|
+$633K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 9.27% |
| 2 | Technology | 5.91% |
| 3 | Energy | 5.03% |
| 4 | Healthcare | 4.76% |
| 5 | Consumer Staples | 4.58% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BNY
26
Bank of New York Mellon
BNY
$106B
| $4.62M | 0.77% |
118,953
+5,040
| +4% | +$200K |
|
27
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$770M
| $4.57M | 0.76% |
186,161
-18,785
| -9% | -$468K |
|
28
Pfizer
PFE
$143B
| $4.53M | 0.76% |
135,580
+5,057
| +4% | +$161K |
|
29
Lowe's Companies
LOW
$117B
| $4.31M | 0.72% |
54,468
| – | – |
|
30
iShares Global 100 ETF
IOO
$8.93B
| $4.2M | 0.7% |
117,226
+1,142
| +1% | +$41.3K |
|
|
31
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.89B
| $4.1M | 0.69% |
118,557
+81,432
| +219% | +$2.91M |
|
32
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $4.09M | 0.68% |
50,559
+1,207
| +2% | +$96.8K |
|
33
Procter & Gamble
PG
$336B
| $3.6M | 0.6% |
42,462
+1,808
| +4% | +$148K |
|
34
iShares Core S&P 500 ETF
IVV
$878B
| $3.5M | 0.59% |
16,620
+41
| +0.2% | +$8.55K |
|
35
JPMorgan Diversified Return International Equity ETF
JPIN
$368M
| $3.38M | 0.57% |
68,362
+21,690
| +46% | +$1.08M |
|
36
Wells Fargo
WFC
$261B
| $3.27M | 0.55% |
69,066
+3,145
| +5% | +$153K |
|
37
Invesco BuyBack Achievers ETF
PKW
$1.72B
| $3.19M | 0.53% |
70,554
-2,872
| -4% | -$131K |
|
38
Philip Morris
PM
$297B
| $3.04M | 0.51% |
29,938
+331
| +1% | +$33K |
|
39
Chevron
CVX
$392B
| $3.02M | 0.5% |
28,799
+398
| +1% | +$40K |
|
|
SE
40
DELISTED
Spectra Energy Corp Wi
SE
| $2.89M | 0.48% |
78,864
+1,835
| +2% | +$58.5K |
|
41
PepsiCo
PEP
$190B
| $2.87M | 0.48% |
27,087
+764
| +3% | +$78.8K |
|
42
Walt Disney
DIS
$167B
| $2.87M | 0.48% |
29,291
+15,678
| +115% | +$1.57M |
|
43
IQ ARB Merger Arbitrage ETF
MNA
$252M
| $2.57M | 0.43% |
90,426
-2,048
| -2% | -$58.6K |
|
44
Schwab Fundamental US Large Company Index ETF
FNDX
$26.7B
| $2.5M | 0.42% |
247,410
+76,323
| +45% | +$760K |
|
45
AT&T
T
$159B
| $2.47M | 0.41% |
75,676
+8,968
| +13% | +$267K |
|
|
PNY
46
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
| $2.3M | 0.38% |
38,283
+10,594
| +38% | +$635K |
|
47
3M
MMM
$90.9B
| $2.19M | 0.37% |
14,985
-34
| -0.2% | -$4.79K |
|
48
Automatic Data Processing
ADP
$106B
| $2.12M | 0.35% |
23,041
-400
| -2% | -$35.3K |
|
49
Applied Materials
AMAT
$403B
| $2.03M | 0.34% |
84,783
+4
| +0% | +$88 |
|
50
Sysco
SYY
$40.8B
| $2.01M | 0.34% |
39,668
-2,300
| -5% | -$111K |
|
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Carroll Financial Associates's Q2 2016 Portfolio in Review
As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.
Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.
On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.
- Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
- Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
- Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
- Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
- Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
- Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
- Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.
Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.