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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.82%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$305M
AUM Growth
+$23.5M
Cap. Flow
-$13.5M
Cap. Flow %
-4.43%
Top 10 Hldgs %
40.12%
Holding
1,104
New
165
Increased
242
Reduced
76
Closed
181

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.76M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.32M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.37M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.03M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2M

Top Sells

Rank Stock Value
1
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$31.7M
2
BAC.PRE icon
Bank of America Depository Shares Series E
BAC.PRE
+$2.62M
3
GS.PRA icon
Goldman Sachs Group Inc Depositary Shares
GS.PRA
+$1.99M
4
HRL icon
Hormel Foods
HRL
+$1.46M
5
MS.PRA icon
Morgan Stanley Series A Preferred Stock
MS.PRA
+$1.27M

Sector Composition

Rank Sector Weight
1 Financials 12.17%
2 Technology 9.66%
3 Energy 9.29%
4 Healthcare 6.5%
5 Industrials 5.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCSL icon
26
Oaktree Specialty Lending
OCSL
$1.12B
$2.54M 0.83%
89,633
+12,000
+15% +$342K
ADP icon
27
Automatic Data Processing
ADP
$109B
$2.52M 0.83%
37,180
+5,068
+16% +$345K
LOW icon
28
Lowe's Companies
LOW
$122B
$2.35M 0.77%
48,001
-9,576
-17% -$462K
IVV icon
29
iShares Core S&P 500 ETF
IVV
$897B
$2.29M 0.75%
12,161
+798
+7% +$147K
MLPI
30
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$2.27M 0.74%
56,875
+9,800
+21% +$384K
BNY
31
Bank of New York Mellon
BNY
$108B
$2.21M 0.72%
62,589
+775
+1% +$25.6K
QCOM icon
32
Qualcomm
QCOM
$168B
$2.17M 0.71%
27,542
+2,041
+8% +$154K
PG icon
33
Procter & Gamble
PG
$342B
$2.07M 0.68%
25,727
+1,753
+7% +$138K
WFC icon
34
Wells Fargo
WFC
$265B
$1.91M 0.63%
38,394
+2,407
+7% +$112K
SYY icon
35
Sysco
SYY
$40.4B
$1.89M 0.62%
52,394
+4,300
+9% +$154K
CSG
36
DELISTED
CHAMBERS STR PPTYS COM
CSG
$1.83M 0.6%
235,001
+63,700
+37% +$499K
MMM icon
37
3M
MMM
$93.2B
$1.79M 0.59%
15,804
-990
-6% -$110K
NUE icon
38
Nucor
NUE
$61.9B
$1.74M 0.57%
34,480
+2,804
+9% +$141K
CSCO icon
39
Cisco
CSCO
$476B
$1.7M 0.56%
76,035
+3,797
+5% +$83.9K
CVX icon
40
Chevron
CVX
$371B
$1.68M 0.55%
14,163
+1,497
+12% +$174K
RRC icon
41
Range Resources
RRC
$9.01B
$1.68M 0.55%
20,296
+1,900
+10% +$162K
PEP icon
42
PepsiCo
PEP
$189B
$1.58M 0.52%
18,959
+1,381
+8% +$112K
BSJI
43
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$1.46M 0.48%
53,350
+22,650
+74% +$616K
BAC icon
44
Bank of America
BAC
$441B
$1.45M 0.48%
84,439
+20,114
+31% +$338K
MCD icon
45
McDonald's
MCD
$196B
$1.4M 0.46%
14,226
-54
-0.4% -$5.16K
CSX icon
46
CSX Corp
CSX
$93.9B
$1.39M 0.46%
143,748
+17,178
+14% +$159K
VEU icon
47
Vanguard FTSE All-World ex-US ETF
VEU
$67.8B
$1.28M 0.42%
+25,507
New +$1.26M
IBM icon
48
IBM
IBM
$220B
$1.28M 0.42%
6,937
+367
+6% +$64.6K
EEMV icon
49
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.52B
$1.25M 0.41%
21,840
+10,210
+88% +$563K
UPS icon
50
United Parcel Service
UPS
$87.8B
$1.23M 0.4%
12,677
+162
+1% +$15.8K
1
2
3 4 5

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q1 2014 Portfolio in Review

As of Q1 2014, Carroll Financial Associates held 1,104 positions worth $305M, up 8.3% from $281M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates withdrew a net $13.5M in Q1 2014, closing 181 positions and reducing 76 holdings. Its most notable exit was Bank of America Depository Shares Series E, an estimated $2.62M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 13% a quarter earlier, followed by Technology and Energy.

Against the trend, Carroll Financial Associates opened a new position in Vanguard FTSE All-World ex-US ETF worth $1.28M.

  • Carroll Financial Associates's largest Q1 2014 buy was Vanguard FTSE All-World ex-US ETF: 25,507 shares worth $1.28M.
  • Carroll Financial Associates added most to Vanguard Dividend Appreciation ETF in Q1 2014, an estimated $3.76M increase.
  • Carroll Financial Associates's biggest Q1 2014 reduction was KINDER MORGAN MANAGEMENT LLC, cutting an estimated $31.7M.
  • Carroll Financial Associates fully exited Bank of America Depository Shares Series E in Q1 2014, selling an estimated $2.62M.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $305M portfolio in Q1 2014.
  • Carroll Financial Associates opened 165 new positions and closed 181 in Q1 2014.
  • Carroll Financial Associates's portfolio value rose 8.3% quarter-over-quarter to $305M.

Based on Carroll Financial Associates's 13F filing for Q1 2014, filed 2 May 2014.