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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRMN
451
Garmin
GRMN
$59.7B
$114K 0.01%
1,208
– –
XHE icon
452
State Street SPDR S&P Health Care Equipment ETF
XHE
$168M
$114K 0.01%
1,180
-266
-18% -$25.2K
HSIC icon
453
Henry Schein
HSIC
$9.94B
$113K 0.01%
1,930
– –
KHC icon
454
Kraft Heinz
KHC
$29.2B
$113K 0.01%
3,786
-115
-3% -$3.83K
ZTS icon
455
Zoetis
ZTS
$31.1B
$113K 0.01%
687
-356
-34% -$54.7K
RIO icon
456
Rio Tinto
RIO
$164B
$112K 0.01%
1,859
+100
+6% +$6.13K
BND icon
457
Vanguard Total Bond Market
BND
$161B
$111K 0.01%
1,260
-5,207
-81% -$462K
JCI icon
458
Johnson Controls International
JCI
$93.7B
$111K 0.01%
2,723
-22
-0.8% -$862
ELV icon
459
Elevance Health
ELV
$84.7B
$110K 0.01%
411
+31
+8% +$8.34K
IHF icon
460
iShares US Healthcare Providers ETF
IHF
$1.25B
$110K 0.01%
+2,740
New +$111K
PFFD icon
461
Global X US Preferred ETF
PFFD
$2.16B
$110K 0.01%
4,467
+1,257
+39% +$30.8K
VTC icon
462
Vanguard Total Corporate Bond ETF
VTC
$1.71B
$110K 0.01%
1,200
– –
CI icon
463
Cigna
CI
$72.4B
$107K 0.01%
634
-233
-27% -$41K
TIPZ icon
464
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.2M
$107K 0.01%
1,658
– –
CMI icon
465
Cummins
CMI
$87.1B
$106K 0.01%
502
-43
-8% -$8.57K
KMX icon
466
CarMax
KMX
$8.26B
$106K 0.01%
1,156
+21
+2% +$2.1K
NYT icon
467
New York Times
NYT
$10.3B
$106K 0.01%
2,481
– –
TIP icon
468
iShares TIPS Bond ETF
TIP
$14.7B
$106K 0.01%
840
+232
+38% +$29.1K
VAW icon
469
Vanguard Materials ETF
VAW
$3.1B
$106K 0.01%
789
– –
PCEF icon
470
Invesco CEF Income Composite ETF
PCEF
$817M
$105K 0.01%
5,200
– –
RPM icon
471
RPM International
RPM
$14.9B
$105K 0.01%
1,279
-71
-5% -$5.8K
THFF icon
472
First Financial Corp
THFF
$967M
$105K 0.01%
3,361
– –
XLI icon
473
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$105K 0.01%
1,365
-15
-1% -$1.12K
BIV icon
474
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$104K 0.01%
1,115
– –
ECL icon
475
Ecolab
ECL
$79.8B
$104K 0.01%
525
+31
+6% +$6.2K
17 18
19
20 21

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.