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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELV icon
451
Elevance Health
ELV
$85.5B
$70K 0.01%
256
-100
-28% -$26K
BLK icon
452
Blackrock
BLK
$176B
$69K 0.01%
148
+8
+6% +$3.89K
MJ icon
453
Amplify Alternative Harvest ETF
MJ
$105M
$69K 0.01%
144
+60
+71% +$22.6K
NVG icon
454
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$69K 0.01%
4,776
+2,695
+130% +$39.8K
ZTS icon
455
Zoetis
ZTS
$30B
$69K 0.01%
764
– –
AWK icon
456
American Water Works
AWK
$26.9B
$68K 0.01%
775
-100
-11% -$8.8K
FTV icon
457
Fortive
FTV
$18.6B
$67K 0.01%
1,277
– –
ICE icon
458
Intercontinental Exchange
ICE
$84.4B
$67K 0.01%
898
+348
+63% +$26.2K
FIS icon
459
Fidelity National Information Services
FIS
$22.1B
$66K 0.01%
610
-274
-31% -$29.5K
WBA
460
DELISTED
Walgreens Boots Alliance
WBA
$66K 0.01%
918
+40
+5% +$2.72K
DLR icon
461
Digital Realty Trust
DLR
$71.7B
$65K 0.01%
578
– –
MKL icon
462
Markel Group
MKL
$23.2B
$65K 0.01%
55
+1
+2% +$1.18K
BOTZ icon
463
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.57B
$62K 0.01%
2,721
– –
FISV
464
Fiserv Inc
FISV
$27.9B
$62K 0.01%
756
– –
FV icon
465
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$62K 0.01%
2,008
+1,200
+149% +$37K
MS icon
466
Morgan Stanley
MS
$340B
$62K 0.01%
1,346
+6
+0.4% +$293
CEFL
467
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$62K 0.01%
4,000
– –
ICLR icon
468
Icon
ICLR
$12.7B
$61K 0.01%
401
– –
VGK icon
469
Vanguard FTSE Europe ETF
VGK
$31.1B
$61K 0.01%
1,097
– –
XLU icon
470
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$61K 0.01%
2,346
– –
BMI icon
471
Badger Meter
BMI
$4.03B
$60K 0.01%
1,150
-50
-4% -$2.6K
EOG icon
472
EOG Resources
EOG
$70.7B
$60K 0.01%
473
-7
-1% -$851
IJT icon
473
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$60K 0.01%
600
– –
CB icon
474
Chubb
CB
$135B
$59K 0.01%
443
+12
+3% +$1.62K
CAG icon
475
Conagra Brands
CAG
$7.23B
$58K 0.01%
1,724
+101
+6% +$3.69K
17 18
19
20 21

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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.