CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.69%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.5M
Cap. Flow %
8.18%
Top 10 Hldgs %
45.11%
Holding
1,315
New
70
Increased
327
Reduced
188
Closed
67

Top Buys

1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.7M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.35M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.49M
5
XOM icon
Exxon Mobil
XOM
+$1.98M

Top Sells

1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.16M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$754K
4
BDCL
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
+$553K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$548K

Sector Composition

1 Financials 8.9%
2 Technology 6.09%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RDOG icon
451
ALPS REIT Dividend Dogs ETF
RDOG
$14.1M
$52K 0.01%
1,177
+4
+0.3% +$177
HSBC.PRA
452
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$52K 0.01%
2,040
– –
COL
453
DELISTED
Rockwell Collins
COL
$52K 0.01%
624
+70
+13% +$5.83K
FMC icon
454
FMC
FMC
$4.59B
$51K 0.01%
1,219
– –
UNM icon
455
Unum
UNM
$12.5B
$51K 0.01%
+1,450
New +$51K
CPB icon
456
Campbell Soup
CPB
$9.97B
$50K 0.01%
930
– –
EMN icon
457
Eastman Chemical
EMN
$7.51B
$50K 0.01%
739
– –
HES
458
DELISTED
Hess
HES
$50K 0.01%
951
-27
-3% -$1.42K
PLPC icon
459
Preformed Line Products
PLPC
$951M
$50K 0.01%
1,200
– –
SAP icon
460
SAP
SAP
$303B
$50K 0.01%
557
+157
+39% +$14.1K
ELV icon
461
Elevance Health
ELV
$69.1B
$49K 0.01%
396
+254
+179% +$31.4K
JWN
462
DELISTED
Nordstrom
JWN
$49K 0.01%
957
-455
-32% -$23.3K
KEY icon
463
KeyCorp
KEY
$21.1B
$49K 0.01%
4,068
+358
+10% +$4.31K
MKTX icon
464
MarketAxess Holdings
MKTX
$6.88B
$49K 0.01%
300
– –
WDAY icon
465
Workday
WDAY
$60.5B
$48K 0.01%
527
+465
+750% +$42.4K
WEC icon
466
WEC Energy
WEC
$35.2B
$48K 0.01%
808
+101
+14% +$6K
WU icon
467
Western Union
WU
$2.73B
$48K 0.01%
2,307
+2
+0.1% +$42
HYG icon
468
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$48K 0.01%
551
+383
+228% +$33.4K
NWN icon
469
Northwest Natural Holdings
NWN
$1.7B
$48K 0.01%
800
– –
BLK icon
470
Blackrock
BLK
$171B
$47K 0.01%
130
+20
+18% +$7.23K
EUFN icon
471
iShares MSCI Europe Financials ETF
EUFN
$4.41B
$47K 0.01%
2,750
– –
ETP
472
DELISTED
Energy Transfer Partners L.p.
ETP
$47K 0.01%
1,275
– –
YORW icon
473
York Water
YORW
$440M
$46K 0.01%
1,575
– –
CART
474
DELISTED
Carolina Trust BancShares
CART
$46K 0.01%
7,625
+125
+2% +$754
EBAY icon
475
eBay
EBAY
$41.7B
$45K 0.01%
1,381
– –
17 18
19
20 21