We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.92%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.1M
Cap. Flow %
8.12%
Top 10 Hldgs %
45.11%
Holding
1,312
New
70
Increased
326
Reduced
189
Closed
67

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.4M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.6M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.36M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.45M
5
XOM icon
ExxonMobil
XOM
+$2.01M

Top Sells

Rank Stock Value
1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.12M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$765K
4
BDCL
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
+$535K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$516K

Sector Composition

Rank Sector Weight
1 Financials 8.9%
2 Technology 6.08%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDOG icon
451
ALPS REIT Dividend Dogs ETF
RDOG
$11.3M
$52K 0.01%
1,177
+4
+0.3% +$183
HSBC.PRA
452
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$52K 0.01%
2,040
– –
COL
453
DELISTED
Rockwell Collins
COL
$52K 0.01%
624
+70
+13% +$5.9K
FMC icon
454
FMC
FMC
$1.33B
$51K 0.01%
1,219
– –
UNM icon
455
Unum
UNM
$14.3B
$51K 0.01%
+1,450
New +$49.1K
CPB icon
456
Campbell Soup
CPB
$6.87B
$50K 0.01%
930
– –
EMN icon
457
Eastman Chemical
EMN
$8.42B
$50K 0.01%
739
– –
HES
458
DELISTED
Hess
HES
$50K 0.01%
951
-27
-3% -$1.45K
PLPC icon
459
Preformed Line Products
PLPC
$2.28B
$50K 0.01%
1,200
– –
SAP icon
460
SAP
SAP
$238B
$50K 0.01%
557
+157
+39% +$13.5K
ELV icon
461
Elevance Health
ELV
$85.5B
$49K 0.01%
396
+254
+179% +$32.8K
JWN
462
DELISTED
Nordstrom
JWN
$49K 0.01%
957
-455
-32% -$21.4K
KEY icon
463
KeyCorp
KEY
$24.4B
$49K 0.01%
4,068
+358
+10% +$4.28K
MKTX icon
464
MarketAxess Holdings
MKTX
$5.72B
$49K 0.01%
300
– –
HYG icon
465
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$48K 0.01%
551
+383
+228% +$32.9K
NWN icon
466
Northwest Natural Holdings
NWN
$2.12B
$48K 0.01%
800
– –
WDAY icon
467
Workday
WDAY
$44.4B
$48K 0.01%
527
+465
+750% +$38.8K
WEC icon
468
WEC Energy
WEC
$35.1B
$48K 0.01%
808
+101
+14% +$6.3K
WU icon
469
Western Union
WU
$2.21B
$48K 0.01%
2,307
+2
+0.1% +$41
BLK icon
470
Blackrock
BLK
$176B
$47K 0.01%
130
+20
+18% +$7.28K
EUFN icon
471
iShares MSCI Europe Financials ETF
EUFN
$4.29B
$47K 0.01%
2,750
– –
ETP
472
DELISTED
Energy Transfer Partners L.p.
ETP
$47K 0.01%
1,275
– –
YORW icon
473
York Water
YORW
$514M
$46K 0.01%
1,575
– –
CART
474
DELISTED
Carolina Trust BancShares
CART
$46K 0.01%
7,625
+125
+2% +$760
EBAY icon
475
eBay
EBAY
$49.8B
$45K 0.01%
1,381
– –
17 18
19
20 21

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Carroll Financial Associates held 1,312 positions worth $666M, up 11% from $598M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $54.1M of net new capital in Q3 2016, opening 70 new positions and adding to 326 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 1,252 shares worth $150K.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.3% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Xtrackers MSCI Europe Hedged Equity ETF, an estimated $2.12M trimmed.

  • Carroll Financial Associates's largest Q3 2016 buy was iShares Russell 1000 ETF: 1,252 shares worth $150K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q3 2016, an estimated $16.4M increase.
  • Carroll Financial Associates's biggest Q3 2016 reduction was Xtrackers MSCI Europe Hedged Equity ETF, cutting an estimated $2.12M.
  • Carroll Financial Associates fully exited UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN in Q3 2016, selling an estimated $945K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $666M portfolio in Q3 2016.
  • Carroll Financial Associates opened 70 new positions and closed 67 in Q3 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $666M.

Based on Carroll Financial Associates's 13F filing for Q3 2016, filed 11 Oct 2016.