CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
273
Reduced
187
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FMC icon
451
FMC
FMC
$4.72B
$48K 0.01%
1,219
– –
NVO icon
452
Novo Nordisk
NVO
$245B
$48K 0.01%
1,788
+1,100
+160% +$29.5K
PLPC icon
453
Preformed Line Products
PLPC
$946M
$48K 0.01%
1,200
– –
VIAB
454
DELISTED
Viacom Inc. Class B
VIAB
$48K 0.01%
1,176
– –
KNL
455
DELISTED
Knoll, Inc.
KNL
$48K 0.01%
2,000
– –
ETP
456
DELISTED
Energy Transfer Partners L.p.
ETP
$48K 0.01%
1,275
+350
+38% +$13.2K
TSM icon
457
TSMC
TSM
$1.26T
$47K 0.01%
1,802
– –
COL
458
DELISTED
Rockwell Collins
COL
$47K 0.01%
554
– –
APH icon
459
Amphenol
APH
$135B
$46K 0.01%
3,236
– –
DOC icon
460
Healthpeak Properties
DOC
$12.8B
$46K 0.01%
1,444
-53
-4% -$1.69K
WEC icon
461
WEC Energy
WEC
$34.7B
$46K 0.01%
707
– –
FIS icon
462
Fidelity National Information Services
FIS
$35.9B
$45K 0.01%
620
– –
SPG icon
463
Simon Property Group
SPG
$59.5B
$45K 0.01%
210
– –
AVA icon
464
Avista
AVA
$2.99B
$44K 0.01%
1,000
– –
FTC icon
465
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.22B
$44K 0.01%
+895
New +$44K
LCTX icon
466
Lineage Cell Therapeutics
LCTX
$279M
$44K 0.01%
19,431
– –
MIDU icon
467
Direxion Daily Mid Cap Bull 3X Shares
MIDU
$76.2M
$44K 0.01%
+1,817
New +$44K
SNY icon
468
Sanofi
SNY
$113B
$44K 0.01%
1,064
– –
WU icon
469
Western Union
WU
$2.86B
$44K 0.01%
2,305
+3
+0.1% +$57
CART
470
DELISTED
Carolina Trust BancShares
CART
$44K 0.01%
7,500
– –
BT
471
DELISTED
BT Group plc (ADR)
BT
$44K 0.01%
1,600
– –
COR icon
472
Cencora
COR
$56.7B
$43K 0.01%
548
+232
+73% +$18.2K
EUFN icon
473
iShares MSCI Europe Financials ETF
EUFN
$4.36B
$43K 0.01%
+2,750
New +$43K
HYS icon
474
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.44B
$43K 0.01%
450
– –
MKTX icon
475
MarketAxess Holdings
MKTX
$7.01B
$43K 0.01%
300
– –
17 18
19
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