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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMC icon
451
FMC
FMC
$1.33B
$48K 0.01%
1,219
– –
NVO
452
Novo Nordisk
NVO
$209B
$48K 0.01%
1,788
+1,100
+160% +$30.2K
PLPC icon
453
Preformed Line Products
PLPC
$2.28B
$48K 0.01%
1,200
– –
VIAB
454
DELISTED
Viacom Inc. Class B
VIAB
$48K 0.01%
1,176
– –
KNL
455
DELISTED
Knoll, Inc.
KNL
$48K 0.01%
2,000
– –
ETP
456
DELISTED
Energy Transfer Partners L.p.
ETP
$48K 0.01%
1,275
+350
+38% +$12.5K
TSM icon
457
TSMC
TSM
$2.18T
$47K 0.01%
1,802
– –
COL
458
DELISTED
Rockwell Collins
COL
$47K 0.01%
554
– –
APH icon
459
Amphenol
APH
$209B
$46K 0.01%
3,236
– –
DOC icon
460
Healthpeak Properties
DOC
$14.8B
$46K 0.01%
1,444
-53
-4% -$1.65K
WEC icon
461
WEC Energy
WEC
$35.1B
$46K 0.01%
707
– –
FIS icon
462
Fidelity National Information Services
FIS
$22.1B
$45K 0.01%
620
– –
SPG icon
463
Simon Property Group
SPG
$72.3B
$45K 0.01%
210
– –
AVA icon
464
Avista
AVA
$3.24B
$44K 0.01%
1,000
– –
FTC icon
465
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$44K 0.01%
+895
New +$43.5K
LCTX icon
466
Lineage Cell Therapeutics
LCTX
$274M
$44K 0.01%
19,431
– –
MIDU icon
467
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$75.6M
$44K 0.01%
+1,817
New +$42.6K
SNY icon
468
Sanofi
SNY
$104B
$44K 0.01%
1,064
– –
WU icon
469
Western Union
WU
$2.21B
$44K 0.01%
2,305
+3
+0.1% +$58
CART
470
DELISTED
Carolina Trust BancShares
CART
$44K 0.01%
7,500
– –
BT
471
DELISTED
BT Group plc (ADR)
BT
$44K 0.01%
1,600
– –
COR icon
472
Cencora
COR
$61.2B
$43K 0.01%
548
+232
+73% +$18.6K
EUFN icon
473
iShares MSCI Europe Financials ETF
EUFN
$4.29B
$43K 0.01%
+2,750
New +$49.3K
HYS icon
474
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$43K 0.01%
450
– –
MKTX icon
475
MarketAxess Holdings
MKTX
$5.72B
$43K 0.01%
300
– –
17 18
19
20 21

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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.