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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YDKN
451
DELISTED
Yadkin Financial Corporation
YDKN
$39K 0.01%
1,584
+1,210
+324% +$29.4K
RCAP
452
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$39K 0.01%
130,000
-5,000
-4% -$3.15K
MA icon
453
Mastercard
MA
$493B
$38K 0.01%
392
– –
MKC icon
454
McCormick & Company Non-Voting
MKC
$14.2B
$38K 0.01%
900
– –
PKB icon
455
Invesco Building & Construction ETF
PKB
$399M
$38K 0.01%
1,600
-375
-19% -$9.07K
DG icon
456
Dollar General
DG
$27.9B
$37K 0.01%
528
+426
+418% +$28.9K
FIS icon
457
Fidelity National Information Services
FIS
$22.1B
$37K 0.01%
614
+262
+74% +$17.3K
QVCGA
458
DELISTED
QVC Group Inc Series A
QVCGA
$37K 0.01%
28
+1
+4% +$1.31K
KNL
459
DELISTED
Knoll, Inc.
KNL
$37K 0.01%
2,000
– –
WEC icon
460
WEC Energy
WEC
$35.1B
$36K 0.01%
707
– –
AVA icon
461
Avista
AVA
$3.24B
$35K 0.01%
1,000
– –
DVN icon
462
Devon Energy
DVN
$47.3B
$35K 0.01%
1,121
– –
HUM icon
463
Humana
HUM
$46.2B
$35K 0.01%
200
– –
IMKTA icon
464
Ingles Markets
IMKTA
$1.67B
$35K 0.01%
800
– –
SU icon
465
Suncor Energy
SU
$70.3B
$35K 0.01%
1,390
+90
+7% +$2.48K
TWX
466
DELISTED
Time Warner Inc
TWX
$35K 0.01%
543
+54
+11% +$3.77K
SAP icon
467
SAP
SAP
$238B
$34K 0.01%
436
+225
+107% +$17.3K
HDAW
468
DELISTED
Xtrackers MSCI All World ex US High Dividend Yield Equity ETF
HDAW
$34K 0.01%
+1,500
New +$35K
DISCK
469
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$34K 0.01%
1,374
+972
+242% +$26.6K
EFG icon
470
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$33K 0.01%
+500
New +$33.9K
NOV icon
471
NOV
NOV
$7B
$33K 0.01%
1,001
+133
+15% +$4.94K
ACG
472
DELISTED
AllianceBernstein Income Fund Inc
ACG
$33K 0.01%
4,406
– –
ANF icon
473
Abercrombie & Fitch
ANF
$5B
$32K 0.01%
1,204
– –
AYI icon
474
Acuity Brands
AYI
$10.8B
$32K 0.01%
137
– –
COR icon
475
Cencora
COR
$61.2B
$32K 0.01%
316
– –
17 18
19
20 21

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.